JAMA October 10, 2017

Effect of Lung Recruitment and Titrated Positive End-Expiratory Pressure (PEEP) vs Low PEEP on Mortality in Patients With Acute Respiratory Distress Syndrome: A Randomized Clinical Trial

Writing Group for the Alveolar Recruitment for Acute Respiratory Distress Syndrome Trial (ART) Investigators (Alexandre Biasi Cavalcanti et al.)

Bottom Line

In patients with moderate to severe ARDS, an aggressive lung recruitment strategy paired with decremental PEEP titration significantly increased 28-day mortality and barotrauma compared to a standard low-PEEP strategy.

Key Findings

1. The primary outcome of 28-day all-cause mortality was significantly higher in the experimental recruitment maneuver group at 55.3% (277/501) compared to 49.3% (251/509) in the low-PEEP control group (Hazard Ratio [HR] 1.20; 95% CI, 1.01 to 1.42; P = .041).
2. Six-month mortality was also significantly higher in the intervention arm (65.3% vs 59.9%; HR, 1.18; 95% CI, 1.01 to 1.38; P = .04).
3. The experimental strategy resulted in significantly fewer ventilator-free days at 28 days (mean 5.3 vs 6.4 days; difference, -1.1; 95% CI, -2.1 to -0.1; P = .03).
4. The intervention increased the risk of barotrauma (5.6% vs 1.6%; difference, 4.0%; 95% CI, 1.5% to 6.5%; P = .001) and pneumothorax requiring drainage (3.2% vs 1.2%; P = .03).
5. The study protocol had to be modified midway (after 556 patients) due to three cases of cardiac arrest in the intervention arm, resulting in a reduction of the maximum recruitment pressures used.

Study Design

Design
Multicenter RCT
Open-Label
Sample
1,010
Patients
Duration
28 days
Median
Setting
Multinational, 9 countries
Population Adults receiving mechanical ventilation for moderate-to-severe acute respiratory distress syndrome (ARDS) of less than 72 hours duration.
Intervention Administration of neuromuscular blockade followed by an aggressive lung recruitment maneuver and decremental PEEP titration to determine the highest respiratory-system compliance.
Comparator A conventional low-PEEP strategy based on the standard ARDSNet protocol.
Outcome 28-day all-cause mortality.

Study Limitations

The trial utilized an open-label design, which was unavoidable due to the clinical nature of titrating mechanical ventilation strategies, though the primary endpoint (mortality) is strictly objective.
The protocol was changed midway through the trial to reduce the maximum recruitment pressures from 60 cm H2O to 50 cm H2O because of cardiac arrests, introducing heterogeneity into the intervention arm.
The control group experienced a high mortality rate (49.3%) compared to some prior contemporary ARDS trials, indicating a particularly severe patient cohort which could limit generalizability to milder forms of ARDS.
Patients in the intervention arm frequently experienced hemodynamic instability, often necessitating increased vasopressor support and making it difficult to isolate the purely respiratory effects of the strategy from its cardiovascular impacts.

Clinical Significance

The ART trial caused a paradigm shift by providing definitive evidence against the routine use of aggressive 'open lung' recruitment maneuvers and best-compliance decremental PEEP titration for patients with moderate-to-severe ARDS. By demonstrating that this intervention paradoxically increases 28-day mortality, barotrauma, and hemodynamic compromise, the trial successfully curbed the growing enthusiasm for aggressive high-pressure recruitment strategies and firmly reinforced the safety and continued use of standard ARDSNet low tidal volume and low-PEEP ventilation protocols.

Historical Context

Following the landmark ARMA trial (2000) that established 6 mL/kg ideal body weight low tidal volume ventilation as the standard of care, subsequent major trials (ALVEOLI, LOVS, EXPRESS) evaluated whether higher PEEP could further improve outcomes. While these studies did not show an overall mortality benefit, subset analyses and meta-analyses suggested potential gains in moderate-to-severe ARDS. This fueled the popularity of the 'open lung approach'—the use of aggressive recruitment maneuvers and high PEEP to avoid cyclic atelectasis (atelectrauma). The ART trial was designed to rigorously test this practice but delivered a surprisingly negative result, demonstrating that the theoretical physiologic benefits of opening the lung are heavily outweighed by the harms of barotrauma and right ventricular/hemodynamic strain.

Guided Discussion

High-yield insights from every perspective

Med Student
Medical Student

What is the physiological rationale for using Positive End-Expiratory Pressure (PEEP) in ARDS, and what underlying mechanism explains the increased barotrauma seen with aggressive recruitment in the ART trial?

Key Response

ARDS is characterized by alveolar collapse, pulmonary edema, and decreased lung compliance. PEEP is used to prevent cyclical opening and closing of alveoli (atelectrauma) and to improve V/Q matching. However, ARDS is a heterogeneous disease. Aggressive recruitment maneuvers expose the entire lung to very high airway pressures. While this may open collapsed dependent alveoli, it simultaneously causes severe overdistension of relatively normal, non-dependent alveoli, leading to mechanical rupture (barotrauma, such as pneumothorax or pneumomediastinum).

Resident
Resident

Based on the ART trial findings and standard ARDSNet protocols, how should a resident approach setting PEEP in a newly intubated patient with moderate to severe ARDS?

Key Response

The ART trial demonstrated that an aggressive strategy using maximal recruitment maneuvers and decremental PEEP titration actually increased 28-day mortality and barotrauma compared to a low-PEEP strategy. Therefore, residents should avoid routine use of high-pressure recruitment maneuvers and aggressively high PEEP. Instead, management should focus on standard ARDSNet low tidal volume ventilation (4-6 mL/kg ideal body weight) and using standard PEEP/FiO2 tables to optimize oxygenation while strictly limiting plateau and driving pressures to minimize ventilator-induced lung injury (VILI).

Fellow
Fellow

The ART trial demonstrated not only increased barotrauma but also adverse early hemodynamic events during recruitment maneuvers. What are the specific cardiopulmonary interactions occurring during a sustained high-pressure recruitment maneuver, particularly regarding right ventricular (RV) function?

Key Response

Sustained high intrathoracic pressures (e.g., 35-45 cm H2O) drastically alter cardiopulmonary hemodynamics. The elevated alveolar pressure compresses pulmonary capillaries, significantly increasing pulmonary vascular resistance and RV afterload. Concurrently, the high intrathoracic pressure impedes systemic venous return, decreasing RV preload. This combination can precipitate acute RV dilation, septal bowing, and acute cor pulmonale, leading to decreased left ventricular preload and severe systemic hypotension, which likely contributed to the early mortality observed in the ART experimental arm.

Attending
Attending

How does the ART trial challenge the historical critical care paradigm that 'improving oxygenation equates to improving survival', and how do you incorporate this into your teaching of ICU trainees?

Key Response

For decades, ICU interventions aimed at normalizing physiological variables like PaO2. The ART trial is a classic example of a 'physiologic fallacy' where an intervention (recruitment maneuvers) that might transiently improve oxygenation or lung mechanics actually worsens patient-centered outcomes (survival) due to hidden harms like VILI and hemodynamic collapse. It provides a crucial teaching point for trainees: achieving a surrogate physiologic endpoint is not a substitute for true clinical efficacy, and 'more is not always better' when it comes to positive pressure ventilation.

Scholarly Review

Critical appraisal through the lens of expert reviewers and guideline development

PhD
PhD

The ART trial was stopped early by the Data and Safety Monitoring Board (DSMB) due to increased mortality in the intervention group. What are the statistical and methodological implications of stopping a trial early for harm, and how does this impact the point estimates and confidence intervals of the primary outcome?

Key Response

Stopping early for harm limits the ultimate sample size and truncates data collection. Statistically, this can reduce the precision of the estimated effect size (wider confidence intervals) and may cause an overestimation of the treatment effect magnitude due to random high bias at the time of the interim analysis. However, ethical imperatives mandate stopping when harm is clear. Methodologists must evaluate whether the pre-specified stopping boundaries (e.g., O'Brien-Fleming) were appropriately stringent and how the early termination affects the power of planned subgroup analyses and subsequent meta-analyses.

Journal Editor
Journal Editor

During the trial, the protocol for the recruitment maneuver was modified (lowering maximum pressure from 45 to 35 cm H2O) after three cases of cardiac arrest occurred. As a critical appraiser, how do you weigh the impact of an intra-trial protocol change on the study's internal validity and the final interpretation of the intervention's safety?

Key Response

Intra-trial modifications to an intervention, especially safety-driven ones that reduce the exposure dose, introduce heterogeneity into the experimental arm and can threaten internal validity by essentially creating two different intervention groups. A critical reviewer would flag this as potentially diluting the intervention's intended effect. However, editorially, because the trial still found significant harm despite the attenuated intervention, it paradoxically strengthens the conclusion that the aggressive strategy is fundamentally unsafe. The editor must ensure the authors transparently report the timeline of events and analyze the outcomes before and after the protocol amendment.

Guideline Committee
Guideline Committee

How should the results of the ART trial influence current ATS/ESICM/SCCM guideline recommendations regarding the routine use of recruitment maneuvers in moderate-to-severe ARDS, and how does this contrast with historical guidelines?

Key Response

Historical guidelines gave conditional recommendations supporting higher PEEP and recruitment maneuvers in severe ARDS based on meta-analyses of older trials (e.g., ALVEOLI, LOVS). The ART trial, demonstrating definitive harm (increased mortality and barotrauma), forced a paradigm shift. Current ATS/ESICM clinical practice guidelines now strongly recommend against the routine use of prolonged high-pressure recruitment maneuvers. The committee must weigh the strong, high-quality evidence of harm from ART against older physiological data, resulting in a downgraded recommendation for aggressive lung recruitment in modern ARDS management algorithms.

Clinical Landscape

Noteworthy Related Trials

2004

ALVEOLI Trial

n = 549 · NEJM

Tested

Higher PEEP strategy

Population

Patients with acute lung injury and ARDS

Comparator

Lower PEEP strategy

Endpoint

In-hospital mortality

Key result: There was no significant difference in mortality between the higher PEEP and lower PEEP groups.
2008

LOVS Trial

n = 983 · JAMA

Tested

Lung open ventilation strategy including recruitment maneuvers and higher PEEP

Population

Adults with established ARDS

Comparator

Standard ventilation strategy with lower PEEP

Endpoint

All-cause hospital mortality

Key result: The lung open ventilation strategy did not significantly reduce hospital mortality compared to the standard low tidal volume and lower PEEP strategy.
2008

EXPRESS Trial

n = 767 · JAMA

Tested

Higher PEEP adjusted to reach plateau pressure of 28 to 30 cm H2O

Population

Patients with ARDS

Comparator

Moderate PEEP of 5 to 9 cm H2O

Endpoint

28-day mortality

Key result: Higher PEEP did not increase survival but did improve lung function and reduce the duration of mechanical ventilation and organ failure.

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