New England Journal of Medicine May 20, 2024

Dupilumab for COPD with Blood Eosinophil Evidence of Type 2 Inflammation

Surya P. Bhatt, Klaus F. Rabe, Nicola A. Hanania, Claus F. Vogelmeier, Mona Bafadhel, Stephanie A. Christenson, Alberto Papi, Dave Singh, et al.

Bottom Line

In a confirmatory Phase 3 trial of patients with uncontrolled COPD and blood eosinophils ≥300 cells/μL, dupilumab significantly reduced the annualized rate of moderate or severe exacerbations by 34% and improved lung function compared to placebo.

Key Findings

1. Dupilumab significantly reduced the annualized rate of moderate or severe COPD exacerbations to 0.86 compared with 1.30 for placebo, representing a 34% reduction (rate ratio 0.66; 95% CI, 0.54 to 0.82; P<0.001) over 52 weeks.
2. Patients treated with dupilumab demonstrated a rapid and sustained improvement in prebronchodilator forced expiratory volume in 1 second (FEV1), with a least-squares mean increase of 139 mL at week 12 versus 57 mL for placebo (mean difference of 82 mL; 95% CI, 40 to 124; P<0.001).
3. Dupilumab was associated with numerically greater improvements in health-related quality of life and respiratory symptom severity, as measured by the St. George's Respiratory Questionnaire (SGRQ), over the 52-week period.
4. The safety profile was well-tolerated and consistent with the established safety data of dupilumab, with adverse events remaining balanced between the dupilumab and placebo groups.

Study Design

Design
Phase 3, randomized controlled trial
Double-Blind
Sample
935
Patients
Duration
52 weeks
Median
Setting
Multicenter, global
Population Adults aged 40 to 85 years with physician-diagnosed COPD, a blood eosinophil count of ≥300 cells/μL, an elevated risk of exacerbations, and currently on maximal standard-of-care inhaled therapy (mostly triple therapy).
Intervention Subcutaneous dupilumab 300 mg administered every 2 weeks in addition to background standard-of-care inhaled therapy.
Comparator Subcutaneous placebo administered every 2 weeks in addition to background standard-of-care inhaled therapy.
Outcome Annualized rate of moderate or severe COPD exacerbations over the 52-week treatment period.

Study Limitations

The trial cohort lacked ethnic diversity, which may limit the generalizability of the findings across broader demographic groups.
The study specifically enrolled patients with an eosinophilic phenotype (blood eosinophils ≥300 cells/μL), meaning these results cannot be extrapolated to patients with COPD lacking evidence of type 2 inflammation.
Portions of the trial coincided with the COVID-19 pandemic, which could have impacted patient behavior, masking, social distancing, and baseline exacerbation rates.

Clinical Significance

The NOTUS trial definitively confirms that type 2 inflammation is a critical, targetable pathobiologic mechanism in a specific endotype of COPD. By successfully replicating the landmark BOREAS data, it establishes dupilumab as a highly effective, disease-modifying biologic for COPD patients with elevated eosinophils who remain uncontrolled on maximal inhaled therapy, leading to its regulatory approval as the first-ever targeted biologic for COPD.

Historical Context

For decades, pharmacologic management of COPD remained static, relying exclusively on bronchodilators and inhaled corticosteroids. Several early trials attempting to repurpose anti-IL-5 biologics (used in severe asthma) for COPD yielded mixed or negative results, casting doubt on the viability of biologics in this disease. The breakthrough came with the Phase 3 BOREAS trial (2023), which demonstrated that blocking the IL-4/IL-13 pathway with dupilumab significantly reduced exacerbations and improved lung function in COPD patients with an eosinophilic phenotype. NOTUS was the requisite Phase 3 confirmatory replicate trial designed to validate these findings and secure FDA approval.

Guided Discussion

High-yield insights from every perspective

Med Student
Medical Student

Dupilumab targets the interleukin-4 receptor alpha (IL-4R-alpha) subunit. How does blocking the IL-4 and IL-13 pathways specifically mitigate the pathophysiology of eosinophilic COPD, and how does this relate to the clinical outcomes observed in the trial?

Key Response

This question tests the basic science and mechanism of action. IL-4 drives Th2 differentiation and IgE class switching, while IL-13 is a primary driver of goblet cell hyperplasia, mucus hypersecretion, and airway hyperresponsiveness. In COPD patients with a Type 2 inflammatory signature (eosinophils >= 300), blocking IL-13 specifically reduces mucus plugging and chronic bronchitis symptoms, leading to the improved FEV1 and decreased exacerbation rates seen in the NOTUS trial.

Resident
Resident

Based on the inclusion criteria of the NOTUS trial, which specific phenotype of COPD patients in your clinic should be considered for dupilumab therapy, and what existing inhaled therapies must they be optimized on before initiation?

Key Response

Focuses on clinical application and patient selection. Residents need to understand that biologics are not first-line for COPD. Patients must be optimized on maximal inhaled therapy (typically triple therapy with LABA/LAMA/ICS, or dual bronchodilators if ICS is contraindicated), continue to have moderate-to-severe exacerbations, and demonstrate a specific biomarker phenotype (blood eosinophils >= 300 cells/microL) to be candidates for dupilumab.

Fellow
Fellow

Given the strict exclusion of patients with a current diagnosis of asthma in this trial, how can pulmonologists confidently differentiate between 'pure' eosinophilic COPD and undiagnosed asthma-COPD overlap (ACO) in practice, and what are the implications of the rapid FEV1 improvement seen with dupilumab?

Key Response

Explores the nuanced gray area between Type 2 COPD and late-onset asthma. Fellows must grapple with whether 'eosinophilic COPD' is a distinct endotype or part of an asthma spectrum in older smokers. The rapid improvement in FEV1 suggests a reversible airway component (an asthma-like trait), highlighting the complexity of phenotyping severe obstructive lung disease beyond simple spirometry and smoking history.

Attending
Attending

With both the NOTUS and BOREAS trials demonstrating a significant (~34%) reduction in exacerbations, should we now view eosinophilic COPD as a fundamentally distinct disease endotype requiring early precision biologic intervention, rather than reflexively escalating non-specific systemic steroids during exacerbations?

Key Response

Challenges the traditional 'one-size-fits-all' step-up approach to COPD. Attendings must weigh the clinical benefit against the high cost and systemic nature of biologics, considering a paradigm shift towards precision medicine and long-term disease modification in COPD, similar to the evolution of severe asthma management, while minimizing the long-term toxicity of recurrent systemic corticosteroid exposure.

Scholarly Review

Critical appraisal through the lens of expert reviewers and guideline development

PhD
PhD

As a confirmatory Phase 3 trial to BOREAS, how does the NOTUS trial's statistical design account for the multiplicity of secondary endpoints (such as lung function trajectories and symptom scores), and how does the use of specific estimands address the potential for informative censoring due to exacerbation-related dropouts?

Key Response

Focuses on advanced biostatistics and trial mechanics. Confirmatory trials must strictly control family-wise error rates using hierarchical testing. Additionally, in COPD trials, patients who suffer severe exacerbations often drop out, creating missing data that is not missing at random. Understanding how the trial uses 'while-on-treatment' or 'treatment-policy' estimands is crucial for accurately estimating the true treatment effect.

Journal Editor
Journal Editor

Considering the baseline exacerbation rates in the trial, how clinically meaningful is the absolute risk reduction compared to the relative risk reduction of 34%, and does the potential for functional unblinding (e.g., via injection-site reactions or rapid symptom changes) threaten the validity of subjective secondary endpoints?

Key Response

Evaluates critical appraisal skills. A seasoned editor would scrutinize the absolute vs. relative risk reduction (e.g., avoiding ~0.5 exacerbations per year per patient vs. a '34%' drop). The editor must also assess whether the blinding was truly maintained and if the absolute effect size justifies publication in a premier journal given the high cost and burden of the intervention.

Guideline Committee
Guideline Committee

How should the GOLD (Global Initiative for Chronic Obstructive Lung Disease) guidelines be updated to incorporate dupilumab for patients with uncontrolled COPD and eosinophils >= 300 cells/microL, and what level of evidence does the combination of the BOREAS and NOTUS trials provide for this recommendation?

Key Response

Directly addresses guideline formulation. Currently, GOLD recommends ICS for high eosinophil counts but lacks a formalized biologic pathway for COPD. Two concordant, well-powered Phase 3 RCTs (BOREAS and NOTUS) provide Level A evidence. The committee must decide if dupilumab becomes a standard add-on recommendation for 'Group E' patients who remain exacerbation-prone despite maximal triple inhaled therapy.

Clinical Landscape

Noteworthy Related Trials

2017

METREX Trial

n = 836 · NEJM

Tested

Mepolizumab 100 mg subcutaneously every 4 weeks

Population

COPD patients with a history of exacerbations and an eosinophilic phenotype

Comparator

Placebo

Endpoint

Annual rate of moderate or severe exacerbations

Key result: Mepolizumab resulted in a significantly lower annual rate of moderate or severe exacerbations than placebo among patients with an eosinophilic phenotype.
2019

GALATHEA Trial

n = 1,656 · Lancet

Tested

Benralizumab 30 mg or 100 mg subcutaneously

Population

Patients with moderate to very severe COPD, exacerbation history, and elevated blood eosinophils

Comparator

Placebo

Endpoint

Annualized COPD exacerbation rate

Key result: Benralizumab did not significantly reduce the annualized rate of moderate or severe COPD exacerbations compared to placebo.
2023

BOREAS Trial

n = 939 · NEJM

Tested

Dupilumab 300 mg subcutaneously every 2 weeks

Population

Patients with COPD, blood eosinophils >=300 cells per microliter, and elevated exacerbation risk

Comparator

Placebo

Endpoint

Annualized rate of moderate or severe COPD exacerbations

Key result: Dupilumab significantly reduced the annualized rate of moderate or severe COPD exacerbations by 30% compared to placebo and improved lung function.

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