The New England Journal of Medicine SEPTEMBER 02, 1999

The Effect of Spironolactone on Morbidity and Mortality in Patients with Severe Heart Failure

Bertram Pitt, Faiez Zannad, Willem J. Remme, Robert Cody, Alain Castaigne, Alfonso Perez, Jeffrey Palensky, and John Wittes

Bottom Line

In this landmark trial, the addition of the aldosterone antagonist spironolactone to standard therapy significantly reduced all-cause mortality and heart failure-related hospitalizations in patients with severe systolic heart failure.

Key Findings

1. Spironolactone treatment resulted in a 30% reduction in the risk of all-cause mortality compared to placebo (hazard ratio 0.70; 95% CI 0.60-0.82; p < 0.001), with absolute mortality rates of 35% in the intervention group versus 46% in the placebo group.
2. The risk of hospitalization for worsening heart failure was reduced by 35% in the spironolactone group (p < 0.001).
3. Clinical improvement, defined as an improvement in New York Heart Association (NYHA) functional class, was observed in 41% of patients receiving spironolactone compared to 33% in the placebo group (p < 0.001).
4. Adverse events were generally well-tolerated, though gynecomastia or breast pain occurred more frequently in men treated with spironolactone (10%) compared to the placebo group (1%) (p < 0.001).

Study Design

Design
RCT
Double-Blind
Sample
1,663
Patients
Duration
24 mo
Median
Setting
Multicenter, 15 countries
Population Patients with New York Heart Association (NYHA) class III or IV heart failure and a left ventricular ejection fraction of 35% or less, already receiving standard therapy including an ACE inhibitor and a loop diuretic.
Intervention Spironolactone (titrated from 25 mg daily to 50 mg daily as tolerated)
Comparator Placebo
Outcome All-cause mortality

Study Limitations

The trial was stopped early based on interim analysis, which can sometimes lead to an overestimation of the treatment effect.
The study population was limited to patients with severe heart failure (NYHA class III/IV) and reduced ejection fraction, potentially limiting generalizability to milder disease states or preserved ejection fraction.
The trial was conducted in an era with limited use of beta-blockers and implantable cardioverter-defibrillators, which are now standard components of heart failure management.
Potential risk of hyperkalemia requires careful patient selection and laboratory monitoring, as reflected in the exclusion of patients with elevated baseline serum creatinine.

Clinical Significance

The RALES trial established mineralocorticoid receptor antagonists as a cornerstone of evidence-based therapy for heart failure with reduced ejection fraction. It fundamentally changed clinical practice by proving that neurohormonal blockade beyond ACE inhibitors and diuretics provides survival benefits, and it underscored the role of aldosterone in progressive myocardial remodeling.

Historical Context

At the time of the trial, there was significant controversy regarding the use of aldosterone antagonists in heart failure. Many clinicians believed that ACE inhibitors provided sufficient suppression of aldosterone, and there was widespread caution regarding the risk of hyperkalemia when combining these agents. RALES provided the definitive evidence that overcame these concerns and expanded the role of RAAS inhibition in cardiology.

Guided Discussion

High-yield insights from every perspective

Med Student
Medical Student

What is the physiological mechanism of 'aldosterone escape' and why does it justify the use of spironolactone even in patients already receiving ACE inhibitors?

Key Response

In heart failure, ACE inhibitors initially lower aldosterone levels, but levels eventually return to baseline ('escape') because aldosterone can be produced via non-ACE-dependent pathways like the chymase pathway. Spironolactone directly blocks the mineralocorticoid receptor, preventing the detrimental effects of aldosterone, such as myocardial fibrosis and potassium wasting, which ACE inhibitors alone cannot permanently suppress.

Resident
Resident

The RALES trial demonstrated significant mortality benefits, yet real-world observational studies after its publication showed a spike in hyperkalemia-related deaths. What were the specific exclusion criteria and monitoring protocols in RALES that clinicians must strictly follow to avoid this outcome?

Key Response

RALES excluded patients with a serum creatinine >2.5 mg/dL or a serum potassium >5.0 mmol/L. In practice, clinicians often failed to monitor potassium levels as frequently as the trial did (at weeks 1, 2, 3, and 4 after initiation), leading to the 'post-RALES' hyperkalemia epidemic. Adherence to these specific laboratory thresholds is vital for patient safety.

Fellow
Fellow

How did the 30% reduction in all-cause mortality in RALES compare to the mortality benefits seen in the later EPHESUS and EMPHASIS-HF trials, and what does this suggest about the timing of mineralocorticoid receptor antagonist (MRA) initiation across the spectrum of HFrEF?

Key Response

RALES focused on NYHA Class III-IV (severe) patients, showing a 30% reduction. EPHESUS (post-MI) and EMPHASIS-HF (NYHA Class II) showed 15% and 37% reductions respectively. Together, they demonstrate that the benefit of MRAs is consistent across the severity spectrum of HFrEF, moving the therapy from a 'last-resort' for severe symptoms to a foundational 'four-pillar' therapy started early in the disease course.

Attending
Attending

RALES was conducted when only 10% of patients were on beta-blockers. Given that beta-blockers are now a cornerstone of HFrEF therapy, how does the absence of contemporary 'standard-of-care' background therapy in the 1990s affect your interpretation of the magnitude of spironolactone's benefit today?

Key Response

While the 30% relative risk reduction might be smaller if the baseline population were optimized on modern 'quadruple therapy' (including ARNIs and SGLT2is), subsequent trials like EMPHASIS-HF and various meta-analyses confirm that the survival benefit of MRAs is additive to and independent of beta-blockers, maintaining its status as a life-saving intervention.

Scholarly Review

Critical appraisal through the lens of expert reviewers and guideline development

PhD
PhD

The RALES trial was stopped early by the oversight committee. Discuss the potential impact of early termination on the estimated treatment effect size (the 'Winner’s Curse') and the statistical boundaries used to justify such a decision.

Key Response

Stopping early for benefit often overestimates the treatment effect because the trial is halted at a random high point of the effect curve. RALES used an O’Brien-Fleming stopping boundary, which is conservative and requires a very low p-value for early termination, thereby mitigating but not entirely eliminating the risk of overestimating the 30% mortality reduction.

Journal Editor
Journal Editor

As a reviewer for NEJM in 1999, how would you evaluate the external validity of RALES considering the low utilization of beta-blockers and the predominantly male (73%) study population?

Key Response

A critical reviewer would flag that the results might not fully generalize to the 'modern' patient (where beta-blockers are mandatory) or to women. The editor must decide if the biological plausibility of the mineralocorticoid blockade is strong enough to outweigh these demographic and therapeutic gaps, which in RALES' case, it was, given the overwhelming p-value (p < 0.001) for the primary endpoint.

Guideline Committee
Guideline Committee

Given the RALES evidence and subsequent safety data, what are the specific 'Class III' (Harm) recommendations that must be included in HFrEF guidelines to prevent the misuse of spironolactone?

Key Response

Current ACC/AHA/HFSA guidelines provide a Class 1 recommendation for MRAs but also include a specific warning (often Class III: Harm) against initiation if the serum potassium is >5.0 mmol/L or the eGFR is <30 mL/min/1.73m². This reflects the committee's need to balance the RALES efficacy with the real-world safety data seen in the years following the trial's publication.

Clinical Landscape

Noteworthy Related Trials

1987

CONSENSUS Trial

n = 253 · NEJM

Tested

Enalapril

Population

Patients with severe chronic heart failure

Comparator

Placebo

Endpoint

All-cause mortality

Key result: The study demonstrated that ACE inhibition with enalapril significantly reduced mortality in patients with severe congestive heart failure.
2003

CHARM-Added Trial

n = 2,548 · Lancet

Tested

Candesartan

Population

Patients with symptomatic HFrEF already on ACE inhibitors

Comparator

Placebo

Endpoint

CV death or hospitalization for heart failure

Key result: The addition of candesartan to standard ACE inhibitor therapy significantly reduced cardiovascular death and heart failure hospitalizations.
2011

EMPHASIS-HF Trial

n = 2,737 · NEJM

Tested

Eplerenone

Population

Patients with HFrEF and mild symptoms

Comparator

Placebo

Endpoint

Composite of CV death or hospitalization for heart failure

Key result: Eplerenone significantly reduced the risk of cardiovascular death or hospitalization for heart failure compared to placebo.

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