New England Journal of Medicine April 01, 2021

Adjuvant Nivolumab in Resected Esophageal or Gastroesophageal Junction Cancer

Ronan J. Kelly, Jaffer A. Ajani, Jaroslaw Kuzdzal, Thomas Zander, Eric Van Cutsem, Guillaume Piessen, Guillermo Mendez, Josephine Feliciano, et al.

Bottom Line

In patients with resected esophageal or gastroesophageal junction cancer and residual pathologic disease after neoadjuvant chemoradiotherapy, adjuvant nivolumab significantly prolonged disease-free survival compared to placebo.

Key Findings

1. At a median follow-up of 24.4 months, median disease-free survival (DFS) was 22.4 months (95% CI, 16.6 to 34.0) in the nivolumab group versus 11.0 months (95% CI, 8.3 to 14.3) in the placebo group [2.1.1].
2. Adjuvant nivolumab reduced the risk of disease recurrence or death by 31% compared to placebo (Hazard Ratio 0.69; 96.4% CI, 0.56 to 0.86; P<0.001).
3. Grade 3 or 4 treatment-related adverse events occurred in 13% of patients receiving nivolumab and 6% of those receiving placebo.
4. Treatment discontinuation due to drug-related adverse events occurred in 9% of the nivolumab group compared to 3% of the placebo group.

Study Design

Design
RCT
Double-Blind
Sample
794
Patients
Duration
24.4 mo
Median
Setting
Multicenter, global
Population Adults with stage II or III esophageal or gastroesophageal junction (GEJ) cancer who underwent complete (R0) resection following neoadjuvant chemoradiotherapy and had residual pathologic disease.
Intervention Nivolumab 240 mg intravenously every 2 weeks for 16 weeks, followed by 480 mg every 4 weeks for up to 1 year.
Comparator Matched placebo.
Outcome Disease-free survival (DFS).

Study Limitations

The primary endpoint was disease-free survival rather than overall survival; mature overall survival data were not available at the time of the primary analysis [2.1.1].
The trial enrolled a mixed population of squamous cell carcinoma and adenocarcinoma, making it challenging to definitively uncouple the magnitude of benefit between the differing histologies.
The study only included patients with residual pathologic disease following neoadjuvant chemoradiotherapy, meaning the findings do not apply to patients who achieved a pathological complete response (pCR).

Clinical Significance

CheckMate 577 established a new standard of care for a high-risk population. Prior to this study, the standard of care for patients with residual disease after neoadjuvant chemoradiotherapy and surgery was simply active surveillance. By demonstrating a clinically meaningful doubling of median disease-free survival, adjuvant nivolumab became the first approved adjuvant therapy for this setting, directly altering FDA approvals and international clinical guidelines.

Historical Context

For years, the standard of care for locally advanced resectable esophageal or gastroesophageal junction cancer has been neoadjuvant chemoradiotherapy followed by surgery. However, the risk of recurrence remained high for the majority of patients who failed to achieve a pathological complete response. Previous attempts to improve outcomes using adjuvant chemotherapy in this patient population were largely unsuccessful. The advent of immune checkpoint inhibitors like nivolumab transformed the treatment of metastatic gastrointestinal cancers, prompting the successful CheckMate 577 trial to evaluate their utility in the earlier, localized adjuvant setting.

Guided Discussion

High-yield insights from every perspective

Med Student
Medical Student

What is the mechanism of action of nivolumab, and why does the presence of residual pathologic disease after chemoradiotherapy make a patient a strong candidate for this adjuvant immunotherapy?

Key Response

Nivolumab is an IgG4 monoclonal antibody that blocks the PD-1 receptor on T cells, restoring anti-tumor immunity. Patients with residual disease after neoadjuvant chemoradiation are at high risk of recurrence; the residual tumor tissue provides a source of neoantigens that, when combined with PD-1 blockade, can stimulate a systemic T-cell response to eradicate micrometastatic disease.

Resident
Resident

In clinical practice, how does a patient's response to neoadjuvant chemoradiotherapy dictate their eligibility for adjuvant nivolumab based on the CheckMate-577 trial criteria?

Key Response

Based on CheckMate-577, only patients who have residual pathologic disease (i.e., lack of a pathologic complete response) in the resected specimen after neoadjuvant chemoradiotherapy are eligible for adjuvant nivolumab. Patients achieving a pathologic complete response have an excellent prognosis and were excluded, meaning the standard of care for them remains surveillance.

Fellow
Fellow

The CheckMate-577 trial included both squamous cell carcinoma and adenocarcinoma, as well as varying PD-L1 expression levels. How should subgroup analyses regarding histology and PD-L1 combined positive score (CPS) influence your decision to offer adjuvant nivolumab?

Key Response

While nivolumab improved disease-free survival across most subgroups, the magnitude of benefit was notably higher in squamous cell carcinoma compared to adenocarcinoma. Furthermore, while the FDA approval is agnostic to PD-L1 CPS, subgroup data suggested less clear benefit in CPS less than 5, requiring fellows to weigh these nuances when counseling patients on absolute benefit versus immune-related adverse events.

Attending
Attending

Given that the primary endpoint of CheckMate-577 was disease-free survival rather than overall survival, how should attendings incorporate this into shared decision-making, particularly regarding the risk of permanent immune-related toxicities?

Key Response

While disease-free survival is doubled in the nivolumab arm, overall survival data often takes longer to mature. Attendings must teach that while avoiding or delaying recurrence is highly valuable, offering systemic therapy in the curative-intent setting requires careful counseling about rare but permanent immune-related adverse events, such as endocrinopathies, which can permanently affect quality of life even if the patient is cured.

Scholarly Review

Critical appraisal through the lens of expert reviewers and guideline development

PhD
PhD

How does the choice of disease-free survival as the primary endpoint, rather than overall survival, affect the statistical power and clinical interpretation of CheckMate-577, especially considering crossover effects in subsequent lines of therapy?

Key Response

Using disease-free survival allows for earlier readout and smaller sample sizes. However, researchers must critique whether it is a validated surrogate for overall survival in this setting. If patients in the placebo arm recur and subsequently receive checkpoint inhibitors, the overall survival benefit might be diluted, complicating the assessment of whether adjuvant therapy is statistically and clinically superior to relapse-setting therapy.

Journal Editor
Journal Editor

As a peer reviewer analyzing the CheckMate-577 manuscript, what methodological concerns might you raise regarding the handling of patient-reported outcomes (PROs) and quality of life metrics in the context of an unblinded or partially unblinded follow-up?

Key Response

A stringent reviewer would flag that quality of life metrics are critical when assessing a therapy that delays recurrence but adds toxicity. They would scrutinize compliance rates for surveys, drop-out rates due to adverse events, and whether functional unblinding occurred due to the distinct side-effect profile of immune checkpoint inhibitors, potentially biasing subjective symptom reporting.

Guideline Committee
Guideline Committee

Based on the CheckMate-577 results, what specific changes are warranted for NCCN and ESMO guidelines for esophageal and gastroesophageal junction cancers, and how does this affect patients receiving upfront perioperative chemotherapy instead of chemoradiation?

Key Response

This trial established a new standard, leading guidelines (like NCCN) to give a Category 1 recommendation for 1 year of adjuvant nivolumab for patients with residual pathologic disease after neoadjuvant chemoradiation. The committee must explicitly define the prerequisite of prior chemoradiotherapy, contrasting it with patients treated with perioperative chemotherapy (e.g., FLOT), where the role of adjuvant nivolumab is not established by this trial.

Clinical Landscape

Noteworthy Related Trials

2012

CROSS Trial

n = 366 · NEJM

Tested

Neoadjuvant chemoradiotherapy (carboplatin/paclitaxel) plus surgery

Population

Patients with resectable esophageal or gastroesophageal junction cancer

Comparator

Surgery alone

Endpoint

Overall survival

Key result: Median overall survival was significantly longer in the chemoradiotherapy-surgery group compared to the surgery-alone group.
2021

CheckMate 649

n = 1581 · Lancet

Tested

Nivolumab plus chemotherapy

Population

Previously untreated advanced gastric, gastroesophageal junction, or esophageal adenocarcinoma

Comparator

Chemotherapy alone

Endpoint

Overall survival and progression-free survival

Key result: Nivolumab plus chemotherapy resulted in significant improvements in overall survival and progression-free survival versus chemotherapy alone.
2021

KEYNOTE-590

n = 749 · Lancet

Tested

Pembrolizumab plus chemotherapy

Population

Locally advanced unresectable or metastatic esophageal cancer

Comparator

Placebo plus chemotherapy

Endpoint

Overall survival and progression-free survival

Key result: Pembrolizumab plus chemotherapy significantly improved overall survival and progression-free survival compared to chemotherapy alone.

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