New England Journal of Medicine APRIL 10, 2014

Spironolactone for Heart Failure with Preserved Ejection Fraction

Marc A. Pfeffer, Bertram Pitt, et al.

Bottom Line

The TOPCAT trial found that spironolactone did not significantly reduce the primary composite endpoint of cardiovascular death, aborted cardiac arrest, or heart failure hospitalization in patients with heart failure and a preserved ejection fraction, though it was associated with a decrease in heart failure hospitalizations.

Key Findings

1. The primary composite outcome occurred in 18.6% of the spironolactone group compared to 20.4% in the placebo group (Hazard Ratio 0.89; 95% CI 0.77-1.04; P = 0.14), failing to achieve statistical significance.
2. Spironolactone treatment significantly reduced the rate of heart failure hospitalizations (12.0% vs. 14.2%; Hazard Ratio 0.83; 95% CI 0.69-0.99; P = 0.042).
3. There was no significant difference in cardiovascular mortality (9.3% vs. 10.2%; P = 0.35) or all-cause mortality between the two groups.
4. The spironolactone group experienced a higher incidence of hyperkalemia (18.7% vs. 9.1%) and elevated serum creatinine levels, confirming the known safety profile of mineralocorticoid receptor antagonists.
5. Post-hoc analyses revealed significant regional heterogeneity, with apparent clinical benefit observed in patients enrolled in the Americas but not in those from Russia and Georgia.

Study Design

Design
RCT
Double-Blind
Sample
3,445
Patients
Duration
3.3 yr
Median
Setting
Multicenter, international
Population Patients aged ≥50 years with symptoms of heart failure and an LVEF ≥45%, plus either a hospitalization for HF within the previous 12 months or elevated natriuretic peptide levels.
Intervention Spironolactone (15 to 45 mg daily)
Comparator Placebo
Outcome Composite of cardiovascular death, aborted cardiac arrest, or hospitalization for the management of heart failure.

Study Limitations

The study failed to meet its pre-specified primary endpoint in the overall intent-to-treat population.
Regional heterogeneity in patient characteristics, event rates, and adherence raised concerns regarding the validity of data from certain enrolling sites, particularly Russia and Georgia.
The trial population was broad, and the lack of required objective evidence of diastolic dysfunction may have diluted the therapeutic effect in the target HFpEF population.
Post-hoc subgroup analyses regarding geographical differences are hypothesis-generating and susceptible to bias.

Clinical Significance

While the TOPCAT trial did not support the routine use of spironolactone to improve primary cardiovascular outcomes in all patients with HFpEF, the reduction in heart failure hospitalizations remains an important observation. It underscores the challenges in managing HFpEF and suggests that clinical benefit may be dependent on specific patient phenotypes or the severity of underlying disease.

Historical Context

Prior to TOPCAT, mineralocorticoid receptor antagonists (MRAs) had demonstrated clear mortality benefits in HFrEF (e.g., RALES, EMPHASIS-HF trials). TOPCAT was the first large-scale, randomized trial specifically designed to test whether this benefit extended to the heterogeneous and difficult-to-treat population of patients with HFpEF, filling a significant evidence gap in heart failure management at the time.

Guided Discussion

High-yield insights from every perspective

Med Student
Medical Student

What is the physiological rationale for using mineralocorticoid receptor antagonists (MRAs) like spironolactone in the treatment of heart failure with preserved ejection fraction (HFpEF), despite the primary endpoint not being met in TOPCAT?

Key Response

In HFpEF, aldosterone levels are often elevated, leading to myocardial fibrosis, increased ventricular stiffness, and impaired diastolic relaxation. MRAs target the mineralocorticoid receptor to reduce collagen deposition and improve vascular compliance, theoretically addressing the underlying pathophysiology of diastolic dysfunction even if the trial failed to show a significant reduction in the composite primary endpoint.

Resident
Resident

In the TOPCAT trial, what specific adverse events were significantly more common in the spironolactone group compared to placebo, and how should these influence your monitoring plan for a patient with HFpEF?

Key Response

Spironolactone was associated with a significantly higher rate of hyperkalemia (18.7% vs. 9.1%) and a doubling of serum creatinine levels. Clinically, this necessitates frequent monitoring of potassium and renal function, particularly in the first few weeks of therapy and after any dose titration, with common thresholds for discontinuation or dose reduction being a potassium level > 5.5 mmol/L or a significant decline in eGFR.

Fellow
Fellow

The TOPCAT trial exhibited significant regional heterogeneity between the Americas and Russia/Georgia. How does the post-hoc analysis of these regions alter the interpretation of spironolactone's efficacy in 'true' HFpEF patients?

Key Response

Post-hoc analyses revealed that patients enrolled in the Americas showed a significant reduction in the primary endpoint (HR 0.82), whereas those in Russia/Georgia showed almost no effect. This was likely due to the Russia/Georgia cohort being lower risk (low event rates) and having undetectable levels of spironolactone metabolites in many participants, suggesting that the overall 'neutral' result was driven by a population that either didn't have the disease or didn't take the drug.

Attending
Attending

Given that the primary composite endpoint was neutral but heart failure hospitalizations were significantly reduced, how do you integrate the TOPCAT findings into your shared decision-making process for a symptomatic HFpEF patient already on an SGLT2 inhibitor?

Key Response

While SGLT2 inhibitors are now first-line for HFpEF (Class 2a/1), TOPCAT provides evidence (Class 2b) that spironolactone can further reduce the burden of heart failure hospitalizations. For a patient with persistent symptoms and elevated natriuretic peptides (who showed more benefit in sub-analyses), spironolactone is a valuable second-line adjunctive therapy provided renal function and potassium are stable.

Scholarly Review

Critical appraisal through the lens of expert reviewers and guideline development

PhD
PhD

Critique the use of a composite endpoint in the TOPCAT trial. How might the inclusion of 'aborted cardiac arrest'—an extremely rare event in this cohort—have impacted the statistical power and the clinical relevance of the study results?

Key Response

Composite endpoints are designed to increase statistical power, but including rare events like aborted cardiac arrest can dilute the treatment effect if the drug has no impact on that specific component. In TOPCAT, the primary result was dominated by CV death and HF hospitalizations; the inclusion of rare, disparate outcomes can lead to an 'averaging' effect that masks significant benefits in more common, clinically impactful events like hospitalization.

Journal Editor
Journal Editor

Considering the 'canrenone' metabolite sub-study revealed that many patients in Eastern Europe had undetectable drug levels, what are the ethical and methodological implications of publishing a trial where 'non-adherence' or 'misdiagnosis' is suspected at a site level?

Key Response

This raises a major threat to internal validity. Editors must weigh whether a trial is a 'negative trial' of a drug or a 'failed trial' of execution. If site-level integrity is compromised, the results can mislead the medical community. A tough reviewer would flag that the lack of metabolite detection suggests a failure in trial oversight or patient selection (enrolling patients without heart failure to meet recruitment targets), which undermines the Intention-to-Treat (ITT) principle.

Guideline Committee
Guideline Committee

The 2022 AHA/ACC/HFSA guidelines give MRAs a Class 2b recommendation for HFpEF. Based on TOPCAT and subsequent meta-analyses, what specific patient phenotype (e.g., BNP levels, eGFR) should be defined in the guidelines to optimize the benefit-to-risk ratio of this recommendation?

Key Response

Guidelines (AHA/ACC 2022) suggest MRAs may be considered in HFpEF (EF ≥50%) to decrease hospitalizations. However, TOPCAT sub-analyses suggest benefit is most pronounced in those with elevated BNP/NT-proBNP or those with a prior HF hospitalization. Future updates should specify these 'high-risk' markers and emphasize strict exclusion of patients with eGFR < 30 mL/min or K+ > 5.0 mmol/L to avoid the harm seen in the trial's safety data.

Clinical Landscape

Noteworthy Related Trials

2003

CHARM-Preserved Trial

n = 3,023 · Lancet

Tested

Candesartan

Population

Patients with symptomatic heart failure and left ventricular ejection fraction >40%

Comparator

Placebo

Endpoint

Composite of cardiovascular death or hospital admission for congestive heart failure

Key result: Candesartan did not significantly reduce the primary composite outcome compared with placebo.
2019

PARAGON-HF Trial

n = 4,822 · NEJM

Tested

Sacubitril/valsartan

Population

Patients with heart failure and ejection fraction of 45% or greater

Comparator

Valsartan

Endpoint

Composite of total hospitalizations for heart failure and death from cardiovascular causes

Key result: The primary outcome did not reach statistical significance, though potential benefits were observed in specific subgroups.
2021

EMPEROR-Preserved Trial

n = 5,988 · NEJM

Tested

Empagliflozin

Population

Patients with heart failure and ejection fraction of more than 40%

Comparator

Placebo

Endpoint

Composite of cardiovascular death or hospitalization for heart failure

Key result: Empagliflozin significantly reduced the primary composite outcome in patients with heart failure with preserved ejection fraction.

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