The New England Journal of Medicine FEBRUARY 10, 2022

Neoadjuvant Pembrolizumab or Placebo Plus Chemotherapy Followed by Adjuvant Pembrolizumab or Placebo for High-Risk Early-Stage Triple-Negative Breast Cancer (KEYNOTE-522)

Peter Schmid, Javier Cortes, Lajos Pusztai, et al.

Bottom Line

In patients with high-risk, early-stage triple-negative breast cancer, the addition of pembrolizumab to neoadjuvant chemotherapy, followed by adjuvant pembrolizumab, significantly improved both pathological complete response and event-free survival compared to chemotherapy alone.

Key Findings

1. The pembrolizumab regimen significantly increased the rate of pathological complete response (pCR) to 64.8% compared to 51.2% in the placebo group (estimated treatment difference of 13.6 percentage points, p=0.00055).
2. At a median follow-up of 39.1 months, the hazard ratio for event-free survival (EFS) was 0.63 (95% CI, 0.48-0.82), with 3-year EFS rates of 84.5% versus 76.8%.
3. Long-term analysis at a median follow-up of 75.1 months demonstrated a statistically significant improvement in overall survival (OS) with the pembrolizumab regimen (HR 0.66; 95% CI, 0.50-0.87; p=0.0015).
4. The safety profile was consistent with the known toxicities of the individual agents, with no new safety concerns identified during the extended follow-up.

Study Design

Design
RCT
Double-Blind
Sample
1,174
Patients
Duration
75.1 mo
Median
Setting
Multicenter, Global
Population Patients with previously untreated, non-metastatic, high-risk early-stage triple-negative breast cancer
Intervention Neoadjuvant pembrolizumab plus chemotherapy followed by adjuvant pembrolizumab
Comparator Neoadjuvant placebo plus chemotherapy followed by adjuvant placebo
Outcome Pathological complete response (pCR) and event-free survival (EFS)

Study Limitations

The trial population was limited to high-risk early-stage TNBC, potentially restricting the direct generalizability of these findings to lower-risk clinical scenarios.
The study design involved a complex, intensive chemotherapy regimen that may be difficult to implement in certain community practice settings.
While statistically significant, the absolute clinical benefits must be balanced against the potential for immune-related adverse events and the financial burden of checkpoint inhibitor therapy.

Clinical Significance

KEYNOTE-522 established the addition of neoadjuvant and adjuvant pembrolizumab to standard chemotherapy as a new global standard of care for patients with high-risk, early-stage triple-negative breast cancer, fundamentally altering the therapeutic paradigm for this aggressive disease.

Historical Context

Triple-negative breast cancer has historically been associated with high recurrence rates and limited therapeutic options beyond conventional chemotherapy. KEYNOTE-522 represents the first phase 3 trial to successfully demonstrate a meaningful improvement in long-term oncologic outcomes—specifically event-free and overall survival—through the integration of immune checkpoint inhibition in the curative-intent setting.

Guided Discussion

High-yield insights from every perspective

Med Student
Medical Student

What is the biological rationale for using a PD-1 inhibitor like pembrolizumab specifically in Triple-Negative Breast Cancer (TNBC) compared to other breast cancer subtypes, and how does its mechanism of action differ from traditional chemotherapy?

Key Response

TNBC is characterized by higher levels of tumor-infiltrating lymphocytes (TILs), a higher tumor mutational burden, and increased PD-L1 expression compared to hormone receptor-positive subtypes, making it more 'immunogenic.' While chemotherapy causes direct cytotoxic DNA damage, pembrolizumab is a monoclonal antibody that blocks the PD-1 receptor on T-cells, preventing the tumor's PD-L1 ligands from 'turning off' the immune response, thereby reactivating the patient's own T-cells to recognize and destroy malignant cells.

Resident
Resident

A patient with Stage II TNBC is starting the KEYNOTE-522 regimen. What are the specific chemotherapy agents used in the neoadjuvant phase, and what are the most common immune-related adverse events (irAEs) you must monitor for during the 1-year total duration of pembrolizumab therapy?

Key Response

The neoadjuvant backbone consists of carboplatin plus paclitaxel followed by an anthracycline (doxorubicin or epirubicin) plus cyclophosphamide. Pembrolizumab is given concurrently and then continued adjuvantly. Residents must monitor for irAEs, most commonly skin toxicity and endocrinopathies (hypothyroidism is very common), but also rare, severe life-threatening events like pneumonitis, colitis, and adrenal insufficiency, which require prompt steroid intervention and potentially permanent discontinuation.

Fellow
Fellow

In the KEYNOTE-522 trial, the benefit of pembrolizumab was observed regardless of PD-L1 expression (CPS score). How does this impact your clinical decision-making compared to the metastatic setting (KEYNOTE-355), and how do you handle the choice of adjuvant therapy in a patient with residual disease who is also a candidate for capecitabine (CREATE-X) or olaparib (OlympiA)?

Key Response

Unlike the metastatic setting where PD-L1 CPS ≥10 is required for pembrolizumab benefit, the early-stage benefit is independent of PD-L1 status, making all high-risk early TNBC patients eligible. For residual disease, there is no direct head-to-head data on sequencing. Current practice often involves continuing pembrolizumab and adding capecitabine (for non-pCR) or olaparib (for germline BRCA mutation), though this increases cumulative toxicity and lacks prospective validation of the combination's superiority over sequential use.

Attending
Attending

KEYNOTE-522 demonstrated a significant improvement in Event-Free Survival (EFS), but does a pathological complete response (pCR) in the pembrolizumab arm carry the same prognostic weight as a pCR in the placebo arm? How does this influence your discussion with a patient about the necessity of completing the adjuvant phase of immunotherapy?

Key Response

While pCR is a strong surrogate for EFS in both arms, the trial was not powered to determine if adjuvant pembrolizumab can be safely omitted in patients who achieve pCR. Data suggests that patients who achieve pCR have excellent outcomes regardless of the adjuvant phase, yet the standard of care remains completing the full course as per the trial protocol. This is a critical teaching point regarding the 'escalation' of care: we have improved outcomes, but we have yet to successfully 'de-escalate' and identify which responders can avoid the toxicity and cost of the adjuvant portion.

Scholarly Review

Critical appraisal through the lens of expert reviewers and guideline development

PhD
PhD

The KEYNOTE-522 trial used a 'seamless' neoadjuvant-adjuvant design. From a statistical and trial design perspective, what are the primary challenges in isolating the specific contribution of the adjuvant pembrolizumab phase to the observed EFS benefit, and what alternative trial schemas could address this?

Key Response

Because all patients in the experimental arm received both neoadjuvant and adjuvant pembrolizumab, the effects are confounded. To isolate the adjuvant effect, a three-arm or four-arm 'drop-out' design (e.g., Neoadjuvant+Adjuvant vs. Neoadjuvant-only vs. Adjuvant-only) would be required. However, such trials are larger, more expensive, and potentially face accrual challenges if the 'total' package is already perceived as the gold standard. This creates a hurdle for health economics and identifying the minimum effective duration of checkpoint inhibition.

Journal Editor
Journal Editor

Critics of KEYNOTE-522 point to the mandatory inclusion of carboplatin in the chemotherapy backbone as a potential confounder. Did the addition of carboplatin to the control arm sufficiently isolate the effect of pembrolizumab, and does the magnitude of the pCR/EFS delta justify the potential long-term risk of permanent endocrinopathies in a curable population?

Key Response

A tough reviewer would note that previous trials (like BrighTNess) showed carboplatin itself significantly boosts pCR. KEYNOTE-522 correctly included carboplatin in both arms, which isolates the pembrolizumab effect. However, the editor must weigh the 'editorial significance': is a 7.7% absolute improvement in EFS at 3 years worth the 10-15% risk of lifelong thyroid or adrenal dysfunction? The significance lies in the fact that TNBC has high recurrence rates; thus, preventing early relapse is often prioritized by the oncology community over delayed, manageable toxicities.

Guideline Committee
Guideline Committee

Given the KEYNOTE-522 results, should the NCCN and ASCO guidelines now recommend pembrolizumab for all Stage II-III TNBC patients regardless of PD-L1 status, and how do we reconcile this with the CREATE-X data regarding adjuvant capecitabine?

Key Response

Guidelines (NCCN Category 1) have been updated to recommend the KEYNOTE-522 regimen as the preferred neoadjuvant approach for high-risk TNBC (T1c N1-2 or T2-4 N0). The challenge for committees is the 'evidence gap' regarding the combination of adjuvant pembrolizumab with capecitabine. Current consensus usually allows the addition of capecitabine for those with residual disease (based on CREATE-X) while continuing pembrolizumab, despite a lack of formal safety/efficacy data for the combination, because the risk of systemic recurrence in non-pCR patients is unacceptably high.

Clinical Landscape

Noteworthy Related Trials

2012

NeoALTTO

n = 455 · Lancet

Tested

Dual HER2-targeted therapy (lapatinib plus trastuzumab) with paclitaxel

Population

Patients with HER2-positive early breast cancer

Comparator

Trastuzumab or lapatinib monotherapy with paclitaxel

Endpoint

Pathologic complete response

Key result: Dual blockade with lapatinib and trastuzumab significantly improved pathologic complete response rates compared to monotherapy.
2014

GeparSixto

n = 595 · Lancet Oncol

Tested

Addition of carboplatin to neoadjuvant chemotherapy

Population

Patients with stage II or III triple-negative breast cancer

Comparator

Standard neoadjuvant chemotherapy without carboplatin

Endpoint

Pathologic complete response

Key result: The addition of carboplatin significantly increased the rate of pathologic complete response in patients with triple-negative breast cancer.
2018

IMpassion130

n = 902 · NEJM

Tested

Atezolizumab plus nab-paclitaxel

Population

Patients with previously untreated metastatic triple-negative breast cancer

Comparator

Placebo plus nab-paclitaxel

Endpoint

Progression-free survival and overall survival

Key result: Atezolizumab plus nab-paclitaxel showed a statistically significant improvement in progression-free survival in patients with PD-L1 positive tumors.

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