The New England Journal of Medicine December 16, 2010

Cardiac-Resynchronization Therapy for Mild-to-Moderate Heart Failure

Anthony S.L. Tang, George A. Wells, Mario Talajic, et al.

Bottom Line

In patients with mild-to-moderate heart failure, a reduced ejection fraction, and a wide QRS complex, the addition of cardiac-resynchronization therapy (CRT) to an implantable cardioverter-defibrillator (ICD) significantly reduced the rates of death and hospitalization for heart failure.

Key Findings

1. The primary composite outcome of death from any cause or hospitalization for heart failure occurred in 33.2% (297 of 894) of patients in the ICD-CRT group compared to 40.3% (364 of 904) in the ICD group (HR 0.75; 95% CI, 0.64 to 0.87; P<0.001).
2. All-cause mortality was significantly lower in the ICD-CRT group, with 186 deaths (20.8%) versus 236 deaths (26.1%) in the ICD group (HR 0.75; 95% CI, 0.62 to 0.91; P=0.003).
3. Hospitalization for heart failure occurred in 19.5% of the ICD-CRT group compared to 26.1% of the ICD group (P<0.001).
4. Adverse events at 30 days after device implantation were significantly higher in the ICD-CRT group than in the ICD-alone group (124 vs. 58 events; P<0.001), predominantly related to complications involving the placement of the left ventricular lead.

Study Design

Design
Randomized Controlled Trial
Open-Label
Sample
1,798
Patients
Duration
40 months
Median
Setting
Multicenter, International
Population Patients with New York Heart Association (NYHA) class II or III heart failure, a left ventricular ejection fraction (LVEF) ≤ 30%, and an intrinsic QRS duration ≥ 120 msec (or a paced QRS duration ≥ 200 msec).
Intervention Implantable cardioverter-defibrillator (ICD) plus cardiac-resynchronization therapy (CRT-D) in addition to optimal medical therapy.
Comparator Implantable cardioverter-defibrillator (ICD) alone in addition to optimal medical therapy.
Outcome Composite of death from any cause or hospitalization for heart failure.

Study Limitations

Device implantation for CRT carries a higher risk of periprocedural complications (such as lead dislodgement or coronary sinus dissection) than standard ICD placement.
The trial cohort was predominantly male (approximately 83%), which limits the statistical power to definitively assess gender-specific differences in therapeutic response.
The inclusion of patients with paced QRS durations ≥200 msec or permanent atrial fibrillation introduced a degree of pathophysiologic heterogeneity, although the overall benefit was still observed.
The study did not require echocardiographic evidence of mechanical dyssynchrony, raising the possibility that some patients with wide QRS complexes did not have actual mechanical targetability.

Clinical Significance

The RAFT trial was a landmark study that proved cardiac resynchronization therapy not only delays heart failure progression but also provides a definitive overall survival benefit in patients with mild-to-moderate (predominantly NYHA class II) heart failure. This significantly expanded the clinical indication for CRT-D devices beyond advanced, severely symptomatic heart failure populations, moving intervention earlier into the disease course.

Historical Context

Prior to RAFT, trials such as CARE-HF and COMPANION established CRT as a life-saving therapy for patients with severe (NYHA class III and IV) symptomatic heart failure and a prolonged QRS duration. Subsequently, the MADIT-CRT trial (2009) demonstrated that CRT reduced heart failure events in patients with mild symptoms (NYHA class I and II), but it was not powered to show a definitive survival benefit. The RAFT trial confirmed the mortality benefit of CRT-D over standard ICD therapy in this less symptomatic heart failure population, fundamentally shifting clinical guidelines to recommend earlier device intervention.

Guided Discussion

High-yield insights from every perspective

Med Student
Medical Student

How does a widened QRS complex on an ECG translate to the mechanical pathophysiology of heart failure, and by what mechanism does cardiac resynchronization therapy (CRT) counteract this process?

Key Response

A widened QRS (such as in left bundle branch block) indicates delayed electrical activation of the left ventricle, leading to mechanical dyssynchrony. This causes inefficient ventricular contraction, increased wall stress, and adverse myocardial remodeling. CRT utilizes biventricular pacing to restore synchronous contraction of the right and left ventricles, thereby improving stroke volume, reducing mitral regurgitation, and promoting reverse remodeling.

Resident
Resident

Based on the RAFT trial findings, which specific clinical and electrocardiographic parameters (e.g., NYHA class, ejection fraction, and QRS duration) are required to identify a patient who would benefit from an upgrade to CRT-D rather than receiving an ICD alone?

Key Response

The RAFT trial demonstrated significant morbidity and mortality benefits in patients with mild-to-moderate symptoms (predominantly NYHA class II, expanding the indication from previously studied class III/IV patients), an ejection fraction of 30% or less, and a QRS duration of 120 msec or greater. Residents must recognize these specific criteria to correctly screen and refer appropriate heart failure patients in the outpatient setting.

Fellow
Fellow

While the RAFT trial showed an overall mortality benefit for CRT-D, subgroup analyses highlighted differences based on QRS duration and intrinsic morphology. How should the presence of a non-LBBB morphology or a QRS duration between 120-149 msec alter your expectations of CRT efficacy, and how does this impact device selection?

Key Response

Subgroup analyses of RAFT and subsequent meta-analyses revealed that the overwhelming benefit of CRT is driven by patients with an LBBB morphology and a QRS duration of 150 msec or greater. Those with non-LBBB patterns or shorter wide QRS durations (120-149 msec) derive significantly less or potentially no mortality benefit, making patient selection highly nuanced and often requiring adjunctive echocardiographic or clinical judgment to justify biventricular pacing.

Attending
Attending

The RAFT trial reported a significantly higher rate of adverse events at 30 days (such as lead dislodgement and pocket infection) in the CRT-D group compared to the ICD group. How do you frame the conversation regarding upfront periprocedural risks versus long-term survival benefits when offering CRT to a patient with only mild (NYHA class II) heart failure?

Key Response

CRT implantation is technically more complex than placing a standard ICD, carrying higher upfront risks related to coronary sinus cannulation and additional hardware. Attendings must master shared decision-making by explaining to mildly symptomatic patients that while they feel relatively well and face higher immediate procedural risks, the early intervention fundamentally alters the long-term disease trajectory, reducing future heart failure hospitalizations and improving overall survival.

Scholarly Review

Critical appraisal through the lens of expert reviewers and guideline development

PhD
PhD

The RAFT trial utilized a composite primary outcome of death from any cause or hospitalization for heart failure. From a methodological standpoint, what are the statistical advantages and potential interpretation pitfalls of using this composite endpoint in a Cox proportional hazards model, particularly when the components have vastly different clinical severities?

Key Response

A composite endpoint increases the overall event rate, thereby increasing statistical power and reducing the required sample size and follow-up duration. However, a major pitfall—the 'composite endpoint fallacy'—occurs if the treatment effect is driven solely by the less severe outcome (HF hospitalization) rather than mortality. While RAFT was robust because it also demonstrated a separate mortality benefit, researchers must critically evaluate whether the proportional hazards assumption holds for both components and whether competing risks were properly addressed.

Journal Editor
Journal Editor

Given that device implantation trials like RAFT cannot easily blind the operators and often feature unblinded patients, how does the lack of a 'sham' CRT control arm threaten the validity of the subjective components of the primary outcome, and how should a rigorous peer reviewer evaluate the adjudication of these events?

Key Response

While all-cause mortality is a hard, objective endpoint immune to ascertainment bias, heart failure hospitalization and NYHA class changes can be heavily influenced by investigator and patient expectations if they are aware of the treatment assignment. A seasoned editor would scrutinize the clinical events committee's blinded adjudication process for HF hospitalizations to ensure the lack of a sham procedure did not introduce differential threshold bias for admitting CRT versus ICD patients.

Guideline Committee
Guideline Committee

How did the findings of the RAFT trial, in conjunction with MADIT-CRT, provide the pivotal evidence required to update the AHA/ACC/HRS guidelines to a Class I recommendation for CRT in patients with mild (NYHA II) heart failure, and how does this represent a paradigm shift from previous guideline iterations?

Key Response

Prior to RAFT and MADIT-CRT, Class I recommendations for CRT were restricted to severe, medically refractory heart failure (NYHA III/IV) based on trials like COMPANION and CARE-HF. RAFT definitively proved that intervening earlier in NYHA II patients with LVEF ≤ 30% and wide QRS (specifically LBBB ≥ 150 msec) improved survival and prevented HF hospitalizations. This shifted the guideline philosophy from using CRT as a late-stage salvage therapy to utilizing it as a proactive, disease-modifying intervention in milder heart failure.

Clinical Landscape

Noteworthy Related Trials

2004

COMPANION Trial

n = 1,520 · NEJM

Tested

CRT-P or CRT-D

Population

Advanced heart failure (NYHA class III or IV), LVEF <= 35%, QRS >= 120 ms

Comparator

Optimal pharmacological therapy

Endpoint

Composite of death from or hospitalization for any cause

Key result: CRT, with or without a defibrillator, significantly reduced the combined risk of death or hospitalization from any cause compared to medical therapy alone.
2005

CARE-HF Trial

n = 813 · NEJM

Tested

CRT-P

Population

Heart failure NYHA class III or IV, LVEF <= 35%, QRS >= 120 ms

Comparator

Medical therapy alone

Endpoint

Death from any cause or unplanned hospitalization for a major cardiovascular event

Key result: CRT significantly reduced the risk of death from any cause and improved symptoms and quality of life compared to medical therapy alone.
2009

MADIT-CRT Trial

n = 1,820 · NEJM

Tested

CRT-D

Population

Ischemic or nonischemic cardiomyopathy, LVEF <= 30%, QRS >= 130 ms, NYHA class I or II

Comparator

ICD alone

Endpoint

Death from any cause or nonfatal heart-failure event

Key result: CRT-D significantly reduced the risk of heart-failure events compared to ICD alone, primarily driven by a 41% reduction in heart-failure events.

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