New England Journal of Medicine November 26, 2015

Empagliflozin, Cardiovascular Outcomes, and Mortality in Type 2 Diabetes

Bernard Zinman, Christoph Wanner, John M. Lachin, David Fitchett, Erich Bluhmki, Stefan Hantel, Michaela Mattheus, Theresa Devins, Odd Erik Johansen, Hans J. Woerle, Uli C. Broedl, Silvio E. Inzucchi

Bottom Line

In patients with type 2 diabetes at high cardiovascular risk, the SGLT2 inhibitor empagliflozin significantly reduced the risk of the primary composite cardiovascular outcome, driven by a striking reduction in cardiovascular mortality and hospitalizations for heart failure.

Key Findings

1. The primary composite outcome (3-point MACE: cardiovascular death, nonfatal myocardial infarction, or nonfatal stroke) occurred in 10.5% of the pooled empagliflozin group compared to 12.1% in the placebo group (HR 0.86; 95.02% CI, 0.74 to 0.99; P=0.04 for superiority) [1.1].
2. Empagliflozin resulted in a significantly lower rate of cardiovascular death (3.7% vs. 5.9% for placebo; HR 0.62; 95% CI, 0.49 to 0.77; P<0.001, representing a 38% relative risk reduction).
3. Hospitalization for heart failure was significantly reduced in the empagliflozin group (2.7% vs. 4.1% for placebo; HR 0.65; 95% CI, 0.50 to 0.85; P=0.002, a 35% relative risk reduction).
4. Death from any cause was lower in the empagliflozin group (5.7% vs. 8.3%; HR 0.68; 95% CI, 0.57 to 0.82; P<0.001, representing a 32% relative risk reduction).
5. There were no significant between-group differences in the rates of myocardial infarction or stroke, indicating that the MACE reduction was driven almost entirely by the reduction in cardiovascular death.

Study Design

Design
Randomized Controlled Trial
Double-Blind
Sample
7,020
Patients
Duration
3.1 yr
Median
Setting
Multicenter, multinational
Population Adults with type 2 diabetes mellitus (HbA1c 7.0-10.0%) and established cardiovascular disease
Intervention Empagliflozin (10 mg or 25 mg) once daily added to standard care
Comparator Placebo once daily added to standard care
Outcome Composite of death from cardiovascular causes, nonfatal myocardial infarction, or nonfatal stroke (3-point MACE)

Study Limitations

The study enrolled exclusively patients with type 2 diabetes who had established cardiovascular disease, limiting the generalizability of the findings to lower-risk populations or those for primary prevention.
The precise mechanism underlying the rapid and robust cardiovascular benefits was not fully understood at the time of publication, though hypotheses focused on hemodynamic effects and osmotic diuresis rather than purely anti-atherosclerotic mechanisms.
The trial did not demonstrate a reduction in atherothrombotic events such as myocardial infarction or stroke, highlighting a more specific effect on heart failure and cardiovascular mortality.

Clinical Significance

EMPA-REG OUTCOME was a paradigm-shifting trial that fundamentally changed the management of type 2 diabetes. It was the first study to demonstrate that a glucose-lowering medication (an SGLT2 inhibitor) could reduce cardiovascular mortality and heart failure hospitalizations, shifting clinical focus from isolated glycemic control to comprehensive cardiovascular risk reduction.

Historical Context

Following the 2007 controversy regarding rosiglitazone and an increased risk of myocardial infarction, the FDA issued a 2008 mandate requiring all new diabetes drugs to undergo rigorous cardiovascular outcomes trials (CVOTs) to prove cardiovascular safety (non-inferiority). EMPA-REG OUTCOME was designed to meet this regulatory requirement but unexpectedly demonstrated dramatic cardiovascular superiority, marking the beginning of the SGLT2 inhibitor era in cardiology.

Guided Discussion

High-yield insights from every perspective

Med Student
Medical Student

How does the mechanism of action of empagliflozin, primarily an inhibitor of the sodium-glucose cotransporter 2 (SGLT2) in the proximal tubule, theoretically explain the rapid reduction in cardiovascular mortality and heart failure hospitalizations observed in the EMPA-REG OUTCOME trial, independent of its glycemic effects?

Key Response

This tests the foundational understanding of renal physiology and SGLT2 inhibition. The rapid cardiovascular benefits are not explained by HbA1c reduction (which takes time and primarily affects microvascular outcomes) but rather by hemodynamic shifts such as osmotic diuresis, natriuresis leading to decreased preload and afterload, reduced arterial stiffness, and a metabolic shift promoting myocardial utilization of beta-hydroxybutyrate (ketones) as a more efficient fuel source.

Resident
Resident

A patient with a history of myocardial infarction and type 2 diabetes presents for follow-up with an A1c of 7.2% on metformin monotherapy. Based on the EMPA-REG OUTCOME results, why is adding empagliflozin indicated despite the patient being near their glycemic target, and what specific counseling must be provided regarding adverse effects?

Key Response

This addresses clinical application and management. EMPA-REG OUTCOME demonstrated that in patients with T2DM and established ASCVD, empagliflozin provides profound organ protection (reduced CV death and HF admissions) independent of baseline A1c. Residents must know to prescribe it for risk reduction, not just glycemic control, and must counsel patients on the increased risk of genital mycotic infections and the rare but serious risk of euglycemic diabetic ketoacidosis.

Fellow
Fellow

In the EMPA-REG OUTCOME trial, the significant reduction in the 3-point MACE primary endpoint was driven entirely by a 38% reduction in cardiovascular death, without significant reductions in non-fatal myocardial infarction or non-fatal stroke. How does this outcome profile differentiate the cardiovascular benefits of SGLT2 inhibitors from those of GLP-1 receptor agonists?

Key Response

Fellows should understand the nuanced differences between drug classes. The lack of benefit in atherothrombotic events (MI/stroke) combined with a rapid separation of curves for CV death and HF hospitalizations suggests that SGLT2 inhibitors primarily exert hemodynamic, diuretic, and myocardial metabolic benefits. In contrast, GLP-1 RAs typically reduce atherothrombotic events like MI and stroke, likely through anti-atherogenic and anti-inflammatory pathways.

Attending
Attending

The publication of EMPA-REG OUTCOME catalyzed a major paradigm shift from a strictly 'glucocentric' approach to a cardiovascular risk-based approach in diabetes management. How does this trial challenge the traditional boundaries between primary care, endocrinology, and cardiology, and what structural barriers still exist in clinical practice regarding therapeutic inertia with these agents?

Key Response

Attendings should focus on practice-changing implications and healthcare systems. This trial effectively made SGLT2 inhibitors 'cardiovascular drugs' as much as 'diabetes drugs,' requiring cross-specialty collaboration. Discussion should center on overcoming silos, addressing cost/prior authorization barriers, and shifting the mindset of cardiologists to comfortably prescribe diabetes medications for secondary prevention.

Scholarly Review

Critical appraisal through the lens of expert reviewers and guideline development

PhD
PhD

EMPA-REG OUTCOME was initially designed to meet FDA post-market safety requirements by proving non-inferiority for cardiovascular events, but subsequently tested for superiority. What are the statistical and methodological implications of utilizing a hierarchical testing strategy in this context, and how does the intention-to-treat analysis account for the high drop-out rates frequently seen in multi-year outcomes trials?

Key Response

Focuses on advanced research methodology. Hierarchical (or gatekeeping) testing allows researchers to test for non-inferiority and, if met, sequentially test for superiority without inflating the type I error rate. Critiquing the trial requires examining how missing data and treatment discontinuations (over 25% in this trial) might bias the intention-to-treat estimates toward the null, making the demonstration of superiority even more robust.

Journal Editor
Journal Editor

As a peer reviewer evaluating the EMPA-REG OUTCOME manuscript, what specific threats to external validity would you flag regarding the trial's inclusion criteria, and how does the pooling of the 10 mg and 25 mg dose groups for the primary analysis impact the clinical interpretation of dose-response efficacy?

Key Response

Requires critical appraisal. A seasoned reviewer would highlight that nearly 100% of the cohort had established cardiovascular disease, meaning the results could not initially be generalized to primary prevention patients. Furthermore, pooling the doses obscures potential dose-dependent effects, though the data ultimately showed similar event curves for both doses, raising questions about the pharmacological ceiling effect of SGLT2 inhibition on cardiovascular outcomes.

Guideline Committee
Guideline Committee

Based on the findings of EMPA-REG OUTCOME and subsequent SGLT2 inhibitor trials, how should current ADA and ACC/AHA guidelines position these agents in the treatment algorithm for patients with type 2 diabetes and established ASCVD or high-risk indicators, and what Level of Evidence should be assigned to bypassing A1c targets to initiate this therapy?

Key Response

Addresses guideline development. This trial led the ADA to update its Standards of Medical Care to recommend SGLT2 inhibitors (with proven CVD benefit) for patients with T2DM and established ASCVD, heart failure, or CKD, independent of their baseline A1c or personalized A1c target. The recommendation carries a Level of Evidence A, fundamentally changing the algorithm from a stepwise glucose-lowering pathway to a disease-state-driven pathway.

Clinical Landscape

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Key result: Liraglutide significantly reduced the risk of the primary composite outcome of cardiovascular death, nonfatal myocardial infarction, or nonfatal stroke.
2017

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2019

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Endpoint

3-point MACE and composite of CV death or hospitalization for heart failure

Key result: Dapagliflozin did not significantly reduce MACE but resulted in a lower rate of cardiovascular death or hospitalization for heart failure.

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