The New England Journal of Medicine October 08, 2020

Dapagliflozin in Patients with Chronic Kidney Disease

Hiddo J.L. Heerspink, Bergur V. Stefánsson, Ricardo Correa-Rotter, Glenn M. Chertow, Tom Greene, Fan-Fan Hou, Johannes F.E. Mann, John J.V. McMurray, et al.

Bottom Line

In patients with chronic kidney disease, with or without type 2 diabetes, dapagliflozin significantly reduced the risk of kidney failure, cardiovascular events, and all-cause mortality compared to placebo.

Key Findings

1. The primary composite outcome (a sustained ≥50% eGFR decline, end-stage kidney disease, or renal/cardiovascular death) occurred in 9.2% of the dapagliflozin group compared to 14.5% of the placebo group (HR 0.61; 95% CI 0.51-0.72; P<0.001) [1.4].
2. The number needed to treat (NNT) to prevent one primary outcome event over a median follow-up of 2.4 years was 19.
3. Dapagliflozin significantly reduced all-cause mortality, with death occurring in 4.7% of the treatment group versus 6.8% of the placebo group (HR 0.69; 95% CI 0.53-0.88; P=0.004).
4. The cardiovascular composite outcome (cardiovascular death or hospitalization for heart failure) was significantly reduced in the dapagliflozin arm (HR 0.71; 95% CI 0.55-0.92; P=0.009).
5. The treatment benefits were remarkably consistent across prespecified subgroups, maintaining efficacy in both diabetic and non-diabetic chronic kidney disease populations.

Study Design

Design
RCT
Double-Blind
Sample
4,304
Patients
Duration
2.4 yr
Median
Setting
21 countries
Population Adults with an estimated glomerular filtration rate (eGFR) of 25 to 75 ml/min/1.73m² and a urinary albumin-to-creatinine ratio (UACR) of 200 to 5000 mg/g, receiving a stable dose of an ACE inhibitor or ARB.
Intervention Dapagliflozin 10 mg once daily.
Comparator Matching placebo once daily.
Outcome A composite of a sustained decline in the estimated GFR of at least 50%, end-stage kidney disease, or death from renal or cardiovascular causes.

Study Limitations

The trial was stopped early by the independent data monitoring committee due to overwhelming efficacy, which carries a theoretical risk of slightly overestimating the true treatment effect size [1.4].
Patients with non-proteinuric chronic kidney disease (UACR <200 mg/g) were excluded, limiting generalizability to patients without significant albuminuria.
Specific underlying etiologies of CKD, such as autosomal dominant polycystic kidney disease, lupus nephritis, and ANCA-associated vasculitis, were explicitly excluded from the trial.
The study cohort had a relatively low representation of Black participants (less than 5%), which may limit generalizability to diverse demographic groups heavily impacted by kidney disease.

Clinical Significance

DAPA-CKD was a landmark trial that revolutionized the management of chronic kidney disease by demonstrating that the cardiorenal benefits of SGLT2 inhibitors extend to patients without diabetes. It established dapagliflozin as a foundational, disease-modifying therapy alongside ACE inhibitors and ARBs for the treatment of proteinuric CKD, fundamentally changing nephrology guidelines to incorporate SGLT2 inhibitors as standard-of-care for kidney function preservation.

Historical Context

For nearly two decades following the RENAAL and IDNT trials in the early 2000s, renin-angiotensin system (RAS) blockade was the only approved medical therapy to slow CKD progression. SGLT2 inhibitors, originally developed for glycemic control in type 2 diabetes, demonstrated unexpected cardiovascular and renal benefits in early cardiovascular outcomes trials like EMPA-REG OUTCOME and CANVAS. The CREDENCE trial (2019) subsequently proved canagliflozin's renal benefits, but only in patients with diabetic nephropathy. DAPA-CKD broke new ground by intentionally including a large cohort of non-diabetic CKD patients (e.g., those with IgA nephropathy or hypertensive nephrosclerosis), proving the mechanism of renal protection was hemodynamically driven and independent of glucose lowering.

Guided Discussion

High-yield insights from every perspective

Med Student
Medical Student

By what mechanism does dapagliflozin provide renoprotection in patients without diabetes, given that its primary mechanism was originally designed to lower blood glucose?

Key Response

This question tests the understanding of tubuloglomerular feedback. SGLT2 inhibitors block sodium and glucose reabsorption in the proximal tubule. The increased sodium delivery to the macula densa triggers afferent arteriolar vasoconstriction. This reduces intraglomerular pressure and hyperfiltration, thereby mitigating mechanical kidney damage and lowering albuminuria, a mechanism entirely independent of its glucose-lowering effects.

Resident
Resident

A patient with non-diabetic CKD is started on dapagliflozin. Two weeks later, their routine labs show an eGFR drop from 45 to 39 mL/min/1.73m2. How should this initial 'dip' in eGFR be interpreted and managed?

Key Response

This addresses a critical clinical scenario. The initial hemodynamic drop in eGFR is expected due to the reduction in intraglomerular pressure (afferent vasoconstriction). It does not signify acute kidney injury or structural damage. In fact, this initial dip is associated with long-term preservation of renal function. The medication should be continued without dose adjustment or discontinuation.

Fellow
Fellow

The DAPA-CKD trial excluded patients with polycystic kidney disease (PKD) and those requiring recent immunosuppression for active glomerulonephritis. Based on the mechanism of SGLT2 inhibitors, why might their efficacy or safety be altered in these specific non-diabetic CKD etiologies?

Key Response

Challenges the fellow to think about the limits of evidence. PKD involves cyst expansion driven by cAMP and fluid secretion; SGLT2 inhibitors might not alter this structural progression and could theoretically alter tubular dynamics unpredictably. For active inflammatory glomerulonephritis (like ANCA vasculitis or lupus), hemodynamic stabilization via SGLT2 inhibition is likely insufficient until active immunological inflammation is controlled, making early inclusion in trials complex and potentially unsafe.

Attending
Attending

Given the robust mortality and renal benefits demonstrated in DAPA-CKD, how should we conceptualize the 'number needed to treat' (NNT) and the timing of initiation for SGLT2 inhibitors compared to traditional RAS blockade in our clinical practice?

Key Response

Focuses on clinical wisdom and paradigm shifts. The NNT in DAPA-CKD was 19 over 2.4 years to prevent one primary outcome event (a massive benefit). Attendings must teach that SGLT2 inhibitors are no longer just 'diabetes drugs' but foundational 'kidney/heart drugs' that should be initiated early and concurrently with ACEi/ARB therapy, rather than used sequentially as a late-stage add-on when eGFR is already critically low.

Scholarly Review

Critical appraisal through the lens of expert reviewers and guideline development

PhD
PhD

The DAPA-CKD trial was stopped early for overwhelming efficacy following a routine interim analysis. What are the statistical and epidemiological risks of stopping a trial early for benefit, and how did the study's statistical design mitigate the risk of overestimating the treatment effect?

Key Response

Explores the 'random high' phenomenon (regression to the mean) in trials stopped early. Early termination can exaggerate effect sizes because trials often stop at random peaks of statistical divergence. The rationale requires discussing the use of strict, predefined stopping boundaries (such as O'Brien-Fleming alpha spending functions) and ensuring a sufficient number of primary events had already accrued to guarantee robust proof beyond random variation.

Journal Editor
Journal Editor

DAPA-CKD enrolled a highly selected cohort with significant albuminuria (UACR 200 to 5000 mg/g). How does this enrollment criterion limit the external validity of the findings, and what editorial concerns arise when generalizing the 'renoprotective' label to non-proteinuric CKD?

Key Response

Critiques generalizability. Many non-diabetic CKD patients (e.g., hypertensive nephrosclerosis, tubulointerstitial diseases) have low-grade or absent albuminuria (UACR under 200). A rigorous peer reviewer would flag that the profound benefits seen in DAPA-CKD are heavily driven by the proteinuric population, where hyperfiltration is a major driver of progression. Extrapolating this to non-proteinuric CKD requires distinct trial data (which later emerged in EMPA-KIDNEY).

Guideline Committee
Guideline Committee

Based on DAPA-CKD demonstrating a mortality and kidney failure benefit in non-diabetic CKD, how should KDIGO guidelines update their recommendations regarding the first-line pharmacological management of proteinuric CKD, and what level of evidence supports this change?

Key Response

DAPA-CKD provides Grade 1A evidence for SGLT2 inhibitors in non-diabetic proteinuric CKD. Historically, KDIGO guidelines positioned ACEi/ARBs as the sole first-line agents for this population. The DAPA-CKD results forced a paradigm shift, leading to updated KDIGO guidelines recommending that SGLT2 inhibitors be added to maximum tolerated RAS inhibitors for patients with eGFR greater than or equal to 20 and UACR greater than or equal to 200, regardless of diabetes status.

Clinical Landscape

Noteworthy Related Trials

2019

CREDENCE Trial

n = 4,401 · NEJM

Tested

Canagliflozin 100 mg daily

Population

T2DM patients with CKD and macroalbuminuria

Comparator

Placebo

Endpoint

Composite of ESKD, doubling of serum creatinine, or renal/CV death

Key result: Canagliflozin reduced the relative risk of the primary composite renal endpoint by 30% compared to placebo.
2019

DECLARE-TIMI 58 Trial

n = 17,160 · NEJM

Tested

Dapagliflozin 10 mg daily

Population

T2DM patients with established CV disease or multiple CV risk factors

Comparator

Placebo

Endpoint

Composite of MACE and composite of CV death or hospitalization for heart failure

Key result: Dapagliflozin reduced the rate of cardiovascular death or hospitalization for heart failure and showed strong signals of renal protection.
2022

EMPA-KIDNEY Trial

n = 6,609 · NEJM

Tested

Empagliflozin 10 mg daily

Population

Patients with CKD with or without T2DM and with or without albuminuria

Comparator

Placebo

Endpoint

Composite of kidney disease progression or CV death

Key result: Empagliflozin significantly reduced the risk of kidney disease progression or cardiovascular death by 28%.

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