New England Journal of Medicine October 08, 2020

Cardiovascular and Renal Outcomes with Empagliflozin in Heart Failure

Milton Packer, Stefan D. Anker, Javed Butler, Gerasimos Filippatos, Stuart J. Pocock, et al.

Bottom Line

In patients with symptomatic heart failure with reduced ejection fraction, empagliflozin significantly reduced the combined risk of cardiovascular death and hospitalization for heart failure, independent of baseline diabetes status.

Key Findings

1. The primary composite outcome (cardiovascular death or hospitalization for heart failure) occurred in 19.4% of the empagliflozin group versus 24.7% of the placebo group (HR 0.75; 95% CI, 0.65-0.86; P<0.001).
2. Empagliflozin significantly reduced total hospitalizations for heart failure compared to placebo (HR 0.70; 95% CI, 0.58-0.85; P<0.001).
3. Cardiovascular death alone was not significantly reduced between the groups (10.0% vs. 10.8%; HR 0.92; 95% CI, 0.75-1.12).
4. The annual rate of decline in estimated glomerular filtration rate (eGFR) was significantly slower in the empagliflozin arm (-0.55 vs. -2.28 ml/min/1.73 m2/year; P<0.001).
5. The benefits of empagliflozin on the primary outcome were consistent regardless of the presence or absence of type 2 diabetes.
6. Uncomplicated genital tract infections were more commonly reported in patients treated with empagliflozin, consistent with its known safety profile.

Study Design

Design
RCT
Double-Blind
Sample
3,730
Patients
Duration
16 mo
Median
Setting
International multicenter
Population Adults with symptomatic chronic heart failure (NYHA class II-IV), left ventricular ejection fraction ≤40%, and elevated NT-proBNP levels, with or without type 2 diabetes.
Intervention Empagliflozin 10 mg once daily, in addition to standard heart failure therapy
Comparator Matching placebo once daily, in addition to standard heart failure therapy
Outcome Composite of cardiovascular death or first hospitalization for worsening heart failure

Study Limitations

The relatively short median follow-up of 16 months may have limited the trial's statistical power to detect a significant independent reduction in cardiovascular mortality.
Women and racial minorities, particularly Black patients, were underrepresented in the study population.
The exclusion of patients with recent acute decompensated heart failure limits the generalizability of these findings to the acute inpatient setting.

Clinical Significance

EMPEROR-Reduced solidified SGLT2 inhibitors as a foundational 'pillar' of guideline-directed medical therapy (GDMT) for heart failure with reduced ejection fraction (HFrEF). By demonstrating substantial benefits on both heart failure hospitalizations and renal function decline in a cohort with slightly more advanced disease than prior trials, it confirmed that the benefits of SGLT2 inhibition are a robust class effect, applicable regardless of diabetes status.

Historical Context

SGLT2 inhibitors were initially developed as oral hypoglycemic agents for type 2 diabetes. However, the landmark EMPA-REG OUTCOME trial (2015) serendipitously revealed dramatic reductions in heart failure hospitalizations. This prompted dedicated cardiovascular outcome trials for heart failure. Following the DAPA-HF trial (2019), which first proved the efficacy of dapagliflozin in HFrEF, EMPEROR-Reduced (2020) confirmed these findings with empagliflozin, ultimately cementing the role of SGLT2 inhibitors in the modern 'quadruple therapy' paradigm for heart failure.

Guided Discussion

High-yield insights from every perspective

Med Student
Medical Student

How does the mechanism of action of empagliflozin, an SGLT2 inhibitor, explain its profound benefit in heart failure patients regardless of whether they have a baseline diagnosis of diabetes mellitus?

Key Response

This question prompts students to shift their understanding of SGLT2 inhibitors from purely glycemic control agents to cardiovascular drugs. It highlights foundational pleiotropic mechanisms such as osmotic diuresis, natriuresis, reduction in preload and afterload, shifts in myocardial energetics toward ketone body utilization, and inhibition of the myocardial sodium-hydrogen exchanger (NHE1).

Resident
Resident

When initiating empagliflozin in a patient with HFrEF who is already on baseline loop diuretics and an ACE inhibitor, what early physiological changes in renal function should you anticipate, and how do you differentiate a benign expected effect from acute kidney injury requiring drug discontinuation?

Key Response

Residents must translate trial data into practical clinical management. SGLT2 inhibitors cause a predictable, transient initial drop in eGFR due to increased distal sodium delivery leading to tubuloglomerular feedback and afferent arteriole constriction. Understanding that this early dip is hemodynamically mediated and actually predicts long-term renal protection prevents the inappropriate premature discontinuation of a life-saving therapy.

Fellow
Fellow

EMPEROR-Reduced enrolled a cohort with more advanced heart failure (lower mean ejection fraction) and worse baseline renal function compared to the DAPA-HF trial. How do the renal secondary outcomes in EMPEROR-Reduced specifically inform our approach to managing HFrEF patients with concurrent advanced chronic kidney disease?

Key Response

Fellows need to synthesize nuanced differences between landmark trials. EMPEROR-Reduced demonstrated a significant slowing of eGFR decline and established drug efficacy and safety even in patients with an eGFR as low as 20 mL/min/1.73m2. This empowers subspecialists to confidently prescribe guideline-directed medical therapy in the challenging cardiorenal syndrome population where traditional therapies like RAAS inhibitors might be limited.

Attending
Attending

Given the rapid divergence of the Kaplan-Meier event curves for heart failure hospitalizations observed in EMPEROR-Reduced, how does this trial challenge the traditional sequential, stepped-care approach to initiating guideline-directed medical therapy in newly diagnosed HFrEF?

Key Response

Attendings must integrate trial results into overarching practice strategies. The rapid onset of clinical benefit (seen within weeks of initiation) strongly argues against the historical practice of sequentially titrating one drug class over months. It supports the modern paradigm of simultaneous or rapid-sequence initiation of all four foundational pillars of GDMT (ARNI/ACEi/ARB, beta-blocker, MRA, and SGLT2i) to overcome clinical inertia and maximize early survival.

Scholarly Review

Critical appraisal through the lens of expert reviewers and guideline development

PhD
PhD

The EMPEROR-Reduced trial evaluated total (first and recurrent) hospitalizations for heart failure using a joint frailty model. What are the specific methodological and statistical advantages of using a joint frailty model over standard time-to-first-event Cox proportional hazards models in chronic, recurrent disease states like heart failure?

Key Response

Expert-level methodology requires understanding advanced statistical models. A joint frailty model accounts for the non-independence of recurrent events within the same patient (intra-subject correlation) while simultaneously adjusting for the competing risk of terminal events like cardiovascular death. This provides a statistically robust and clinically comprehensive measure of total disease burden compared to ignoring events that occur after the first hospitalization.

Journal Editor
Journal Editor

Empagliflozin use is associated with predictable physiological effects, such as an initial dip in eGFR, and specific adverse events like genital mycotic infections. As a reviewer, how might these predictable effects threaten the integrity of study blinding, and what rigorous adjudication methods are necessary to ensure this potential unblinding did not bias the reporting of subjective endpoints like heart failure hospitalizations?

Key Response

Journal editors must critically appraise threats to validity. If investigators or patients guess the treatment allocation due to classic side effects (functional unblinding), it could unconsciously influence the threshold for hospital admission—a softer, more subjective endpoint than all-cause mortality. Recognizing this requires rigorous evaluation of the independent clinical event committee's adjudication processes.

Guideline Committee
Guideline Committee

Both the DAPA-HF and EMPEROR-Reduced trials demonstrated highly congruent, significant reductions in cardiovascular death or heart failure hospitalizations. Based on this reproducible evidence across independent trials, what is the appropriate class of recommendation and level of evidence for SGLT2 inhibitors as foundational therapy in HFrEF, and how does this fundamentally alter the treatment algorithms from the previous 2017 ACC/AHA/HFSA focused updates?

Key Response

Guideline committees synthesize evidence to dictate global practice. The reproducible evidence elevates SGLT2 inhibitors to a Class 1, Level of Evidence A recommendation for HFrEF. This question requires evaluating how the guidelines must be rewritten to officially recognize a 'four-pillar' foundational approach to HFrEF GDMT, completely independent of the patient's glycemic status, thereby rendering older sequential algorithms obsolete.

Clinical Landscape

Noteworthy Related Trials

2015

EMPA-REG OUTCOME Trial

n = 7,020 · NEJM

Tested

Empagliflozin 10mg or 25mg daily

Population

T2DM patients with established cardiovascular disease

Comparator

Placebo

Endpoint

3-point MACE

Key result: Empagliflozin significantly reduced cardiovascular mortality and hospitalizations for heart failure in patients with type 2 diabetes.
2019

DAPA-HF Trial

n = 4,744 · NEJM

Tested

Dapagliflozin 10mg daily

Population

Patients with HFrEF with or without T2DM

Comparator

Placebo

Endpoint

Composite of worsening heart failure or cardiovascular death

Key result: Dapagliflozin significantly reduced the risk of worsening heart failure or cardiovascular death compared to placebo.
2021

EMPEROR-Preserved Trial

n = 5,988 · NEJM

Tested

Empagliflozin 10mg daily

Population

Patients with heart failure and preserved ejection fraction (HFpEF)

Comparator

Placebo

Endpoint

Composite of cardiovascular death or hospitalization for heart failure

Key result: Empagliflozin significantly reduced the risk of cardiovascular death or heart failure hospitalization in patients with HFpEF.

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