New England Journal of Medicine April 06, 2017

Surgical or Transcatheter Aortic-Valve Replacement in Intermediate-Risk Patients

Michael J. Reardon, Nicolas M. Van Mieghem, Jeffrey J. Popma et al.

Bottom Line

In intermediate-risk patients with severe symptomatic aortic stenosis, transcatheter aortic-valve replacement (TAVR) with a self-expanding prosthesis was noninferior to surgical aortic-valve replacement (SAVR) for the composite endpoint of all-cause mortality or disabling stroke at 24 months.

Key Findings

1. TAVR was noninferior to SAVR for the primary composite endpoint of death from any cause or disabling stroke at 24 months (estimated incidence of 12.6% in the TAVR group vs. 14.0% in the surgery group; posterior probability of noninferiority >0.999).
2. At 30 days, TAVR was associated with significantly lower rates of acute kidney injury (1.7% vs. 4.4%), new-onset atrial fibrillation (12.9% vs. 43.4%), and bleeding events requiring transfusion (12.5% vs. 41.1%) compared to SAVR.
3. TAVR resulted in superior valve hemodynamics at 24 months, demonstrating lower mean aortic-valve gradients (7.8 mm Hg vs. 11.8 mm Hg, P<0.001) and larger effective orifice areas than surgical valves.
4. TAVR carried a substantially higher risk of new permanent pacemaker implantation at 30 days (25.9% vs. 6.6%) and a higher incidence of moderate or severe residual paravalvular regurgitation at 1 year (5.3% vs. 0.6%).

Study Design

Design
RCT
Open-Label
Sample
1,746
Patients
Duration
24 mo
Median
Setting
Multicenter, multinational
Population Patients with severe, symptomatic aortic stenosis at intermediate risk for surgery (defined as an estimated STS risk of mortality score between 3% and 15%; mean STS score 4.5±1.6%), mean age 79.8 years.
Intervention Transcatheter aortic-valve replacement (TAVR) using a self-expanding bioprosthesis (Medtronic CoreValve or Evolut R).
Comparator Surgical aortic-valve replacement (SAVR) utilizing any commercially available surgical bioprosthesis.
Outcome Composite of death from any cause or disabling stroke at 24 months.

Study Limitations

The open-label nature of the trial introduces potential performance and ascertainment bias, although the objective components of the primary composite endpoint (death and stroke) minimize subjective interpretation.
The 25.9% pacemaker implantation rate reflects the use of first-generation (CoreValve) and early next-generation (Evolut R) self-expanding platforms; this high rate may not perfectly reflect contemporary outcomes achieved with newer iterations (e.g., Evolut PRO) and optimized deployment techniques (e.g., cusp overlap technique).
A 24-month follow-up is insufficient to fully evaluate long-term structural valve deterioration, which is especially critical given the higher rates of residual paravalvular regurgitation in the TAVR arm.
The study cohort predominantly comprised intermediate-risk patients (mean STS score 4.5%), meaning outcomes cannot be broadly generalized to low-risk, younger patient populations based solely on this trial.

Clinical Significance

The SURTAVI trial cemented TAVR as a safe, efficacious, and noninferior alternative to SAVR in intermediate-risk patients with severe aortic stenosis. By proving that self-expanding platforms provide excellent survival and superior hemodynamics—despite trade-offs regarding pacemaker implantation and paravalvular leak—it catalyzed a paradigm shift that formally expanded TAVR indications from high-risk/inoperable patients to the broader intermediate-risk population, ultimately paving the way for subsequent trials in low-risk cohorts.

Historical Context

Prior to SURTAVI, landmark trials (PARTNER 1, CoreValve High Risk Pivotal) had already established TAVR as the standard of care for extreme- and high-risk surgical patients. Concurrently, the PARTNER 2A trial demonstrated the noninferiority of a balloon-expandable TAVR system in intermediate-risk patients. SURTAVI corroborated these findings using a self-expanding platform, solidifying a device 'class effect' regarding TAVR noninferiority in intermediate-risk populations and accelerating the therapy's expansion into lower-risk groups.

Guided Discussion

High-yield insights from every perspective

Med Student
Medical Student

What is the classic clinical triad of severe aortic stenosis, and pathophysiologically, why does replacing the valve (via TAVR or SAVR) dramatically improve survival compared to medical management?

Key Response

The classic triad consists of angina, syncope, and heart failure (exertional dyspnea). Aortic stenosis causes a fixed mechanical outflow obstruction, leading to increased left ventricular afterload, compensatory concentric hypertrophy, and eventual decompensation. Because the obstruction is purely mechanical, pharmacological therapies cannot reverse it; valve replacement is the only definitive intervention to restore normal hemodynamics and prevent mortality.

Resident
Resident

Based on the SURTAVI findings, what are the most common periprocedural complications associated with TAVR versus SAVR that you should discuss with an intermediate-risk patient during the informed consent process?

Key Response

Residents must counsel patients on differing risk profiles: TAVR with a self-expanding valve is associated with higher rates of permanent pacemaker implantation and residual paravalvular regurgitation. Conversely, SAVR is associated with higher rates of acute kidney injury, new-onset atrial fibrillation, and bleeding requiring transfusions. Understanding these tradeoffs is essential for shared decision-making.

Fellow
Fellow

How does the self-expanding mechanism of the CoreValve/Evolut R used in SURTAVI anatomically influence the conduction system compared to balloon-expandable valves, and how does this affect patient selection in someone with a pre-existing right bundle branch block (RBBB)?

Key Response

Self-expanding valves typically have a deeper implantation depth into the left ventricular outflow tract (LVOT) and exert continuous radial outward force, causing mechanical pressure on the His bundle and left bundle branch. In a patient with pre-existing RBBB, this significantly increases the risk of complete heart block and permanent pacemaker requirement, which might favor the selection of a balloon-expandable valve or SAVR to minimize pacing-induced cardiomyopathy risk.

Attending
Attending

Since TAVR proved noninferior to SAVR for mid-term mortality and stroke in intermediate-risk patients, how should the persistent risks of permanent pacemakers and mild paravalvular leak influence our long-term management strategy for younger, more active patients?

Key Response

Attendings must balance procedural safety with lifelong consequences. Right ventricular pacing and even mild paravalvular leak can progressively impair left ventricular function and lead to heart failure over a 10-15 year horizon. In younger intermediate-risk patients, the immediate appeal of a less invasive TAVR must be weighed against the unknown long-term durability of the prosthesis and the compounding hemodynamic effects of these periprocedural complications.

Scholarly Review

Critical appraisal through the lens of expert reviewers and guideline development

PhD
PhD

The SURTAVI trial utilized a Bayesian statistical design to evaluate noninferiority. What are the methodological implications of incorporating informative priors from earlier high-risk trials into this intermediate-risk population, and how might this affect the type I error rate?

Key Response

A Bayesian design allows for smaller sample sizes and adaptive interim analyses by 'borrowing strength' from prior data (e.g., CoreValve High Risk trial). However, if the physiological response or event rates in the intermediate-risk population differ fundamentally from the high-risk priors, it could inappropriately bias the posterior probability toward noninferiority, potentially inflating the type I error if the prior distribution is not adequately discounted.

Journal Editor
Journal Editor

During the SURTAVI trial, the protocol was amended to allow the use of the newer-generation Evolut R device alongside the first-generation CoreValve. As a peer reviewer, how does this intra-trial device iteration threaten the internal validity of the study and the interpretability of its composite endpoint?

Key Response

Introducing a newer device mid-trial is a major methodological challenge. The Evolut R has a lower profile and allows repositionability, potentially lowering pacemaker and leak rates compared to the original CoreValve. Pooling these devices complicates safety and efficacy analyses, introducing chronological bias and making it difficult to determine whether noninferiority is driven by the intrinsic benefits of TAVR or by the performance enhancements of the newer iteration alone.

Guideline Committee
Guideline Committee

Given the noninferiority data from SURTAVI (self-expanding) and PARTNER 2 (balloon-expandable), how should current ACC/AHA valvular heart disease guidelines shift from surgical risk-based algorithms to age- and anatomy-based algorithms for managing severe aortic stenosis?

Key Response

Because intermediate and low-risk trials proved TAVR is a viable alternative to SAVR across risk strata, modern guidelines must de-emphasize STS risk scores as the sole decider. Current guidelines (e.g., 2020 ACC/AHA) now emphasize age (Class I for SAVR in patients <65 due to durability, Class I for TAVR in patients >80) and life expectancy, reflecting that the presence of bicuspid anatomy, vascular access issues, or multi-vessel CAD now play a much larger role in determining the optimal intervention than baseline surgical risk alone.

Clinical Landscape

Noteworthy Related Trials

2016

PARTNER 2A Trial

n = 2,032 · NEJM

Tested

TAVR with SAPIEN XT valve

Population

Patients with severe aortic stenosis at intermediate surgical risk

Comparator

Surgical Aortic-Valve Replacement (SAVR)

Endpoint

Death from any cause or disabling stroke at 2 years

Key result: TAVR was non-inferior to surgery for the primary endpoint of death or disabling stroke at 2 years.
2019

PARTNER 3 Trial

n = 1,000 · NEJM

Tested

TAVR with SAPIEN 3 valve

Population

Patients with severe aortic stenosis at low surgical risk

Comparator

Surgical Aortic-Valve Replacement (SAVR)

Endpoint

Composite of death, stroke, or rehospitalization at 1 year

Key result: TAVR was superior to surgery, significantly reducing the rate of the composite primary endpoint at 1 year.
2019

Evolut Low Risk Trial

n = 1,468 · NEJM

Tested

TAVR with self-expanding valves (CoreValve, Evolut R, or Evolut PRO)

Population

Patients with severe aortic stenosis at low surgical risk

Comparator

Surgical Aortic-Valve Replacement (SAVR)

Endpoint

Death or disabling stroke at 24 months

Key result: TAVR was non-inferior to surgery for the composite endpoint of death or disabling stroke at 24 months.

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